Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Bishop HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10011-04-2015
Catherine Sharp SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-29-2009
John Andrew Murfee IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvondale Partners, LLC04-23-2014
Michael Wayne ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.$10010-23-2009
Mark Leslie MintzMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Karen Louise GravesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
James Timothy GattisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
William Howard WadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Zachary Hoyt RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Chris Christopher MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Raj Kumar PatnaikMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Maria Leda GoebelMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Lisa WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Jeremy Ray StephensMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.02-11-2015
Shane Allen CaldwellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC$15007-30-2018
Christopher Gavin BoldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC01-05-2018
Sean Taylor WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC$2907-01-2016
Daniel B GreavesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.09-20-2018
William Gregory Sullivan, Christopher William GardnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC12-07-2012
Justin E. MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$5009-01-2017
Rebecca Loyd FrazierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$2504-30-2010
Cody Bryan TellisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$5004-21-2015
Roger Alton Rhodes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-19-2012
Melinda Gail RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedFTB Advisors, Inc.12-31-2012
Denise Kennedy DepriestMerrill Lynch, Pierce, Fenner & Smith IncorporatedGaam Wealth Advisors, Inc.$15009-06-2013
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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