Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Catherine Sharp SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$2505-29-2009
J H HaseltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-07-2009
Jason Daniel PatrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15007-07-2009
Rebecca Loyd FrazierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15004-30-2010
Steven Riley CoffmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10007-28-2010
Richard D Thome JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-21-2010
Matthew Patrick MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Securities LLC06-01-2011
Eric Brett HardingMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.06-20-2011
John Hugh WheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$3506-30-2011
Roger A Rhodes JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.03-19-2012
Melinda G RogersMerrill Lynch, Pierce, Fenner & Smith IncorporatedFTB Advisors, Inc.12-31-2012
Meggan E GlassMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-15-2013
Denise Kennedy DepriestMerrill Lynch, Pierce, Fenner & Smith IncorporatedGaam Wealth Advisors, Inc.$15009-06-2013
William Lynn PorterMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-11-2013
Kari R JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$5011-11-2013
John MurfeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvondale Partners, LLC$10004-23-2014
Andrea L AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-12-2014
Jonathan A OakesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeconte Wealth Management, LLC$6706-11-2014
Daniel Brock HooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-20-2015
Jeremy Ray StephensMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Investment Services, Inc.02-11-2015
Cody Bryan TellisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-21-2015
Colby Russell RobbinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-05-2015
Richard Thomas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2015
Jaime M BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
Lee Bishop HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-04-2015
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.