Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Stephen PierettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-11-2018
Amy Warren EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedGaam Wealth Advisors, Inc.$5009-06-2013
Andrew Carpenter VellaMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.10-16-2019
Andrew Stuart MumpowerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-07-2011
Bernice C. PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2018
Bobby Jacob TallentMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$1011-05-2019
Brandon Rashard LittletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCurian Clearing, LLC05-22-2014
Brett T. HuntMerrill Lynch, Pierce, Fenner & Smith IncorporatedCincinnati Analysts, Inc.04-18-2012
Brian Ray DunstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.$15006-21-2019
Brittany Norris McKayMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC09-09-2014
Bryan James KagariseMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.09-10-2018
Catherine Sharp SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-29-2009
Charles Dale WatsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-10-2010
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2020
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed10-25-2011
Christopher Gavin BoldingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC01-05-2018
Cindy Speigner CornetteMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-01-2009
Cindy TrammellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-16-2012
Clint Earl MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-30-2015
Clinton Travis KilgoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMarch Capital Corp.07-11-2017
Cody Bryan TellisMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-21-2015
Colby Russell RobbinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.06-05-2015
Daniel Alan SlowinskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC10-15-2009
Daniel B GreavesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.09-20-2018
Daniel Brock HooperMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC01-20-2015
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.