Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lance PruittMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jonathan Walker GilliamMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Patrick McGlothinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Garrick Preston RalstonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Avery Brian MassengillMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ryan Aaron CernochMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Terry Wayne BrandonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Scott MatticeMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Joseph Michael McKenzieMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Randall Todd GardenhireMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ralph England Braden Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Andrew ValentineMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Terry Leann KeltnerMorgan StanleyFTB Advisors, Inc.10-18-2010
Edward Brett LewisMorgan StanleyMorgan Keegan & Company, Inc.03-29-2011
Laura Elizabeth Faucette KnightMorgan StanleyUBS Financial Services Inc.07-05-2011
Mark Todd JacobsMorgan StanleyLPL Financial LLC$5009-08-2011
William Drake Porter, Brian Joseph SmithMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
Vyvonne L. PhoutharansyMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
James Ralph ParkerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Paul Thomas FlournoyMorgan StanleyMorgan Keegan & Company, Inc.10-01-2012
Scott SextonMorgan StanleyUBS Financial Services Inc. Inc.$70003-01-2013
Gregory Scott SextonMorgan StanleyUBS Financial Services Inc.$10003-01-2013
Alissa N. CarlossMorgan StanleyStifel, Nicolaus & Company, Incorporated$13505-03-2013
Rebecca Jane GordonMorgan StanleyStifel, Nicolaus & Company, Incorporated05-03-2013
Alissa NanceMorgan StanleyStifel, Nicolaus & Company, Incorporated05-03-2013
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Showing 76 to 100 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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