Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alissa N. CarlossMorgan StanleyStifel, Nicolaus & Company, Incorporated$13505-03-2013
Alissa NanceMorgan StanleyStifel, Nicolaus & Company, Incorporated05-03-2013
Amy Jane SchaeferMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Andrew James MazzoniMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Andrew Julian VenableMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Merrell ParkerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Avery Brian MassengillMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Becky Ahl BridgmonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brandon Lewis ScarbroMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Brendan Edward Finucane Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Brent Michael FaulkMorgan StanleyMorgan Stanley & Co. Incorporated$1006-01-2009
Brian Douglas WelchMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Caren Poletti WilliamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Charles Stacey MontgomeryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christi Ann EdwardsMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Christopher James SigmundMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Clay Wilson ButtreyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Corey Wade WilsonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Craig Alan MayfieldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Danny F. Fisher Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
David Calvin Brandon Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Wise DarstMorgan StanleyGuggenheim Securities, LLC08-22-2016
Davis Love PetersenMorgan StanleyRaymond James & Associates, Inc.03-31-2017
Dwight C. Tomlin, Angela Denise CallicoattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2015
Next Page »

Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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