Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lynn SuriffMorgan StanleyWaddell & Reed$5004-10-2015
Alissa NanceMorgan StanleyStifel, Nicolaus & Company, Incorporated05-03-2013
Angela Denise CallicoattMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-26-2015
Ben E Edmon Tomblinson IVMorgan StanleyWells Fargo Clearing Services, LLC$2508-02-2019
Brian Joseph SmithMorgan StanleyMorgan Keegan & Company, Inc.10-14-2011
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Christopher Grant BalesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
Danny F. Fisher Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2017
David Wise DarstMorgan StanleyGuggenheim Securities, LLC08-22-2016
Davis Love PetersenMorgan StanleyRaymond James & Associates, Inc.03-31-2017
Donald Neal BatemanMorgan StanleyMizuho Securities USA LLC03-19-2012
Dwight C. TomlinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-26-2015
Edward Brett LewisMorgan StanleyMorgan Keegan & Company, Inc.03-29-2011
Elizabeth Constance WoodMorgan StanleySII Investments, Inc.11-17-2015
Georganna P. CooperMorgan StanleySagePoint Financial, Inc.07-02-2016
Gregory Scott SextonMorgan StanleyUBS Financial Services Inc.$10003-01-2013
Gregory Wade FosterMorgan StanleyDuncan-Williams, Inc.09-14-2018
Hugh Mack SloanMorgan StanleyUBS Financial Services Inc.$5008-15-2014
James Daniel Landers Jr.Morgan StanleyMorgan Keegan & Company, Inc.$10010-14-2011
James Ralph ParkerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2012
Jared P. RoatenMorgan StanleySunTrust Investment Services, Inc.$10010-14-2011
Jay Christopher CloudMorgan StanleyGFO Advisory Services, LLC06-29-2017
Jeffrey Allen BlakeMorgan StanleyWells Fargo Clearing Services, LLC$5008-07-2015
Jeffrey Blake SloanMorgan StanleyUBS Financial Services Inc.$5008-15-2014
Jeremy P. BiscegliaMorgan StanleyEdward Jones10-16-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.