Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B. CriggerNYLIFE Securities LLCSunTrust Investment Services, Inc.01-16-2019
Billy Ray Simmons IINYLIFE Securities LLCBB&T Investment Services, Inc.08-17-2017
Clinton Adison HainesNYLIFE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-19-2011
Danny Lee LambNYLIFE Securities LLCPNC Investments11-15-2010
Dipen ShahNYLIFE Securities LLCAvantax Investment Services, Inc.09-25-2018
Floyd Edward Fields Jr.NYLIFE Securities LLCWaddell & Reed05-30-2012
George Blair Cahoon Jr.NYLIFE Securities LLCPrincipal Securities, Inc.$5003-23-2016
Kristie Marie KughlerNYLIFE Securities LLCAmeriprise Financial Services, LLC10-06-2017
Ralph Edward Thompson Jr.NYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-03-2017
Richard Oliver McBryde Jr.NYLIFE Securities LLCWaddell & Reed07-19-2011
Robert Emmett HicksNYLIFE Securities LLCBrokersXpress LLC$2501-19-2012
William Eugene CardenNYLIFE Securities LLCPruco Securities, LLC.12-10-2013

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.