Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patterson CoreyPrincipal Securities, Inc.M Holdings Securities, Inc.$5011-06-2018
Terri Lynn WeatherlyPrincipal Securities, Inc.Farmers Financial Solutions, LLC09-28-2018
Calvin Mark Taylor Jr.Principal Securities, Inc.MML Investors Services, LLC06-04-2018
Toby Duane FlorekPrincipal Securities, Inc.Farmers Financial Solutions, LLC04-02-2018
Jared Patrick RoatenPrincipal Securities, Inc.SunTrust Investment Services, Inc.$2502-15-2018
Bobby Hilton Christian Jr.Principal Securities, Inc.Pruco Securities, LLC.06-13-2017
John Powell LaffertyPrincipal Securities, Inc.MML Investors Services, LLC05-05-2017
Allen Dale HugheyPrincipal Securities, Inc.Farmers Financial Solutions, LLC11-08-2016
James Michael BrockPrincipal Securities, Inc.Lincoln Financial Advisors Corporation09-26-2016
Timothy Joe HancockPrincipal Securities, Inc.NYLIFE Securities LLC09-15-2016
Andrea Dufrene GoldbergPrincipal Securities, Inc.Farmers Financial Solutions, LLC08-24-2016
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed$107-18-2016
Christopher Louis AlbonettiPrincipal Securities, Inc.The Mutual Fund Store$106-27-2016
Devin Michael MunczenskiPrincipal Securities, Inc.Raymond James & Associates, Inc.03-31-2016
William Paul StoverPrincipal Securities, Inc.The O.N. Equity Sales Company09-30-2015
Philip Dwayne HicksPrincipal Securities, Inc.MML Investors Services, LLC09-01-2015
John C Wooten IIIPrincipal Securities, Inc.MML Investors Services, LLC01-22-2015
Stephen J PoteetPrincipal Securities, Inc.LPL Financial LLC12-01-2014
Michael Scott MoranPrincipal Securities, Inc.Fintegra, LLC10-14-2014
Randall Todd WaldripPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.08-26-2014
Jeffrey Stewart ClappPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2014
David Thomas HowellPrincipal Securities, Inc.MML Investors Services, LLC05-28-2014
Thomas Lawrence TalbotPrincipal Securities, Inc.MML Investors Services, LLC04-22-2014
Donn Richard BeamPrincipal Securities, Inc.RCX Capital Group, LLC03-17-2014
Joseph Robert LillagorePrincipal Securities, Inc.MetLife Securities Inc.07-08-2013
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.