Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Patterson CoreyPrincipal Securities, Inc.M Holdings Securities, Inc.$5011-06-2018
Terri Lynn WeatherlyPrincipal Securities, Inc.Farmers Financial Solutions, LLC09-28-2018
Calvin Mark Taylor Jr.Principal Securities, Inc.MML Investors Services, LLC06-04-2018
Toby Duane FlorekPrincipal Securities, Inc.Farmers Financial Solutions, LLC04-02-2018
Jared Patrick RoatenPrincipal Securities, Inc.SunTrust Investment Services, Inc.$2502-15-2018
Bobby Hilton Christian Jr.Principal Securities, Inc.Pruco Securities, LLC.06-13-2017
John Powell LaffertyPrincipal Securities, Inc.MML Investors Services, LLC05-05-2017
Allen Dale HugheyPrincipal Securities, Inc.Farmers Financial Solutions, LLC11-08-2016
James Michael BrockPrincipal Securities, Inc.Lincoln Financial Advisors Corporation09-26-2016
Timothy Joe HancockPrincipal Securities, Inc.NYLIFE Securities LLC09-15-2016
Andrea Dufrene GoldbergPrincipal Securities, Inc.Farmers Financial Solutions, LLC08-24-2016
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed$107-18-2016
Christopher Louis AlbonettiPrincipal Securities, Inc.The Mutual Fund Store$106-27-2016
Devin Michael MunczenskiPrincipal Securities, Inc.Raymond James & Associates, Inc.03-31-2016
William Paul StoverPrincipal Securities, Inc.The O.N. Equity Sales Company09-30-2015
Philip Dwayne HicksPrincipal Securities, Inc.MML Investors Services, LLC09-01-2015
John C Wooten IIIPrincipal Securities, Inc.MML Investors Services, LLC01-22-2015
Stephen J PoteetPrincipal Securities, Inc.LPL Financial LLC12-01-2014
Michael Scott MoranPrincipal Securities, Inc.Fintegra, LLC10-14-2014
Randall Todd WaldripPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.08-26-2014
Jeffrey Stewart ClappPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2014
David Thomas HowellPrincipal Securities, Inc.MML Investors Services, LLC05-28-2014
Thomas Lawrence TalbotPrincipal Securities, Inc.MML Investors Services, LLC04-22-2014
Donn Richard BeamPrincipal Securities, Inc.RCX Capital Group, LLC03-17-2014
Joseph Robert LillagorePrincipal Securities, Inc.MetLife Securities Inc.07-08-2013
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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