Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Charles ClarkPrincipal Securities, Inc.Securian Financial Services, Inc.06-11-2009
James E WestPrincipal Securities, Inc.SagePoint Financial, Inc.09-22-2009
Jonathan Mac Mac LaffertyPrincipal Securities, Inc.MetLife Securities Inc.$2510-15-2009
Matthew David PevahousePrincipal Securities, Inc.Investors Capital Corp.$1005-10-2010
Vincent Joseph Kotarski Jr.Principal Securities, Inc.Nationwide Securities, LLC06-25-2010
Bobby Hilton Christian Jr.Principal Securities, Inc.MetLife Securities Inc.06-24-2011
Robert Gary McdadePrincipal Securities, Inc.First Asset Financial Inc.05-01-2012
Dorothy Dacus NorthamPrincipal Securities, Inc.MML Investors Services, LLC06-07-2012
Michael Lavon ShirleyPrincipal Securities, Inc.Edward Jones06-12-2012
Douglas Edward GrauPrincipal Securities, Inc.Edward Jones06-13-2012
Dustin William ScobeyPrincipal Securities, Inc.New England Securities11-14-2012
Joseph Robert LillagorePrincipal Securities, Inc.MetLife Securities Inc.07-08-2013
Donn Richard BeamPrincipal Securities, Inc.RCX Capital Group, LLC03-17-2014
Thomas Lawrence TalbotPrincipal Securities, Inc.MML Investors Services, LLC04-22-2014
David Thomas HowellPrincipal Securities, Inc.MML Investors Services, LLC05-28-2014
Jeffrey Stewart ClappPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2014
Randall Todd WaldripPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.08-26-2014
Michael Scott MoranPrincipal Securities, Inc.Fintegra, LLC10-14-2014
Stephen J PoteetPrincipal Securities, Inc.LPL Financial LLC12-01-2014
John C Wooten IIIPrincipal Securities, Inc.MML Investors Services, LLC01-22-2015
Philip Dwayne HicksPrincipal Securities, Inc.MML Investors Services, LLC09-01-2015
William Paul StoverPrincipal Securities, Inc.The O.N. Equity Sales Company09-30-2015
Devin Michael MunczenskiPrincipal Securities, Inc.Raymond James & Associates, Inc.03-31-2016
Christopher Louis AlbonettiPrincipal Securities, Inc.The Mutual Fund Store$106-27-2016
Gerald Artemus NelsonPrincipal Securities, Inc.Waddell & Reed$107-18-2016
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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