Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Derek Lyn McdildaProEquities, Inc.Lincoln Financial Securities Corporation12-12-2017
Robert Lloyd SheetsProEquities, Inc.WMG Financial Advisors, LLC12-11-2017
Jennifer Jo MatthewsProEquities, Inc.Lincoln Financial Securities Corporation12-08-2017
David Lawrence Blancett Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$1008-31-2017
James Dana Adams Sr.ProEquities, Inc.Lincoln Financial Securities Corporation$2508-30-2017
Charles Jonathan JohnsonProEquities, Inc.Lincoln Financial Securities Corporation$1008-29-2017
William Owsley Horne Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$108-29-2017
Christopher Dean Carroll Sr.ProEquities, Inc.INVEST Financial Corporation$2508-29-2016
George Walter BoulwareProEquities, Inc.Securities America, Inc.06-13-2016
Peggy Jo RouillierProEquities, Inc.Securities America, Inc.$5006-07-2016
William Carney SantiProEquities, Inc.Arete Wealth Management, LLC08-19-2013
Jana Lane WiseProEquities, Inc.Edward Jones10-03-2012
Jerry Don ElmsProEquities, Inc.Northwestern Mutual Investment Services, LLC$1002-03-2012
Jeffrey F. PolingProEquities, Inc.LPL Financial LLC04-29-2011
John Crenshaw RidleyProEquities, Inc.SunTrust Investment Services, Inc.03-31-2011
Gary Franklin PolingProEquities, Inc.Money Concepts Capital Corp$5007-01-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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