Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Franklin PolingProEquities, Inc.Money Concepts Capital Corp07-02-2009
John Crenshaw RidleyProEquities, Inc.SunTrust Investment Services, Inc.03-31-2011
Jeffrey F. PolingProEquities, Inc.LPL Financial LLC04-29-2011
Jerry D. ElmsProEquities, Inc.Northwestern Mutual Investment Services, LLC02-03-2012
Jana Lane WiseProEquities, Inc.Edward Jones10-03-2012
William Carney SantiProEquities, Inc.Arete Wealth Management, LLC08-19-2013
Peggy J. RouillierProEquities, Inc.Securities America, Inc.$5006-07-2016
George Walter BoulwareProEquities, Inc.Securities America, Inc.06-13-2016
Christopher Dean CarrollProEquities, Inc.INVEST Financial Corporation$2508-29-2016
Charles Jonathan JohnsonProEquities, Inc.Lincoln Financial Securities Corporation$1008-29-2017
William Owsley Horne Jr.ProEquities, Inc.Lincoln Financial Securities Corporation08-29-2017
James Dana Adams Sr.ProEquities, Inc.Lincoln Financial Securities Corporation08-30-2017
David Lawrence Blancett Jr.ProEquities, Inc.Lincoln Financial Securities Corporation$1008-31-2017
Patsy D. HouseProEquities, Inc.Lincoln Financial Securities Corporation$12212-08-2017
Jennifer J. MatthewsProEquities, Inc.Lincoln Financial Securities Corporation12-08-2017
Robert Lloyd SheetsProEquities, Inc.WMG Financial Advisors, LLC12-11-2017
Derek Lyn McDildaProEquities, Inc.Lincoln Financial Securities Corporation$5012-12-2017
Benjamin Slater BarnettProEquities, Inc.First Horizon Advisors, Inc.$2503-01-2019
Darius Alan HensleyProEquities, Inc.Lincoln Investment$5010-22-2019
William Boyce HughesProEquities, Inc.Ameriprise Financial Services, LLC01-07-2020

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.