Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Winston Jarrett Jr.Pruco Securities, LLC.Edward Jones12-05-2018
Gerald King EmersonPruco Securities, LLC.MML Investors Services, LLC$1008-31-2017
Jay Scott McintyrePruco Securities, LLC.Principal Securities, Inc.03-23-2017
David Michael CapozziPruco Securities, LLC.Allstate Financial Services, LLC12-19-2016
Kenneth Joe FowlerPruco Securities, LLC.Principal Securities, Inc.04-27-2016
Dustin William ScobeyPruco Securities, LLC.Principal Securities, Inc.$104-12-2016
Lanning Shane WhiteheadPruco Securities, LLC.Principal Securities, Inc.$1004-12-2016
Mark Edward WinburnePruco Securities, LLC.Independent Financial Partners03-03-2016
Michael Scott EnglandPruco Securities, LLC.Securities Management & Research, Inc.01-05-2016
Shannon Gold HenryPruco Securities, LLC.NYLIFE Securities LLC07-13-2015
Steven Keith PersonPruco Securities, LLC.AXA Advisors, LLC06-01-2015
Michael Todd BrownPruco Securities, LLC.MWA Financial Services Inc.11-26-2014
Mark Douglas SmithPruco Securities, LLC.MetLife Securities Inc.05-28-2013
Douglas Tipton ParkPruco Securities, LLC.MetLife Securities Inc.08-16-2012
William Eugene CardenPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.07-30-2012
Lynden Earl WiscaverPruco Securities, LLC.Hilltop Securities Independent Network Inc.10-18-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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