Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lynden Earl WiscaverPruco Securities, LLC.Hilltop Securities Independent Network Inc.$5010-18-2010
William Eugene CardenPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.07-30-2012
Douglas Tipton ParkPruco Securities, LLC.MetLife Securities Inc.08-16-2012
Mark D. SmithPruco Securities, LLC.MetLife Securities Inc.05-28-2013
Michael T. BrownPruco Securities, LLC.MWA Financial Services Inc.11-26-2014
Steven Keith PersonPruco Securities, LLC.AXA Advisors, LLC06-01-2015
Shannon Gold HenryPruco Securities, LLC.NYLIFE Securities LLC07-13-2015
Mark Edward WinburnePruco Securities, LLC.Independent Financial Partners$1003-03-2016
Dustin William ScobeyPruco Securities, LLC.Principal Securities, Inc.04-12-2016
Lanning Shane WhiteheadPruco Securities, LLC.Principal Securities, Inc.$1004-12-2016
Kenneth J. FowlerPruco Securities, LLC.Principal Securities, Inc.04-27-2016
David Michael CapozziPruco Securities, LLC.Allstate Financial Advisors, LLC12-19-2016
Jay Scott McIntyrePruco Securities, LLC.Principal Securities, Inc.03-23-2017
Bobby Hilton ChristianPruco Securities, LLC.Principal Securities, Inc.05-11-2017
Gerald King EmersonPruco Securities, LLC.MML Investors Services, LLC$1008-31-2017
Deborah Ann FreemanPruco Securities, LLC.SunTrust Investment Services, Inc.06-07-2018
Wayne Dean CraryPruco Securities, LLC.Transamerica Financial Advisors, Inc08-23-2018
Jerry Winston Jarrett Jr.Pruco Securities, LLC.Edward Jones$1012-05-2018
Christopher S. GeePruco Securities, LLC.Madison Avenue Securities, LLC03-28-2019
Thomas Joseph BegleyPruco Securities, LLC.Allstate Financial Services, LLC$5004-09-2019

Showing 1 to 20 of 20 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.