Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Allison KingRaymond James & Associates, Inc.B. Riley Wealth Management$2508-09-2018
Jamie Rene HoganRaymond James & Associates, Inc.Caldwell Advisors, LLC01-04-2019
Brian G. CarterRaymond James & Associates, Inc.Carty & Company, Inc.08-14-2015
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
William Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Jonathan David StambaughRaymond James & Associates, Inc.Duncan-Williams, Inc.04-24-2015
Lelia Woodley CogginsRaymond James & Associates, Inc.FTN Financial Securities Corp06-02-2015
Jennifer Diane BakerRaymond James & Associates, Inc.FTN Financial Securities Corp09-29-2014
Dale Waymon StoverRaymond James & Associates, Inc.FTN Financial Securities Corp07-21-2014
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-12-2018
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC12-12-2018
John H. Terrell IVRaymond James & Associates, Inc.Jackson National Life Distributors LLC08-08-2018
Christy Ann CornellRaymond James & Associates, Inc.LPL Financial LLC$2501-30-2014
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
Ephraim Obioha OkekeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
Walter Hunter Stamper IIIRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-24-2017
Lorri J. Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-27-2009
Robert Anthony ShyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$20002-13-2013
Larry Jan SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
Deborah Suzanne CliffordbrownRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
John Burke StrangeRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.$15002-13-2013
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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