Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Graham EllisRaymond James & Associates, Inc.Charles Schwab & Co., Inc.04-06-2020
Tyson J. AsayRaymond James & Associates, Inc.Capital Analysts$10003-02-2020
Scott Robert HurleyRaymond James & Associates, Inc.TIAA-CREF Individual & Institutional Services, LLC01-06-2020
Traci Allysan CarrionRaymond James & Associates, Inc.Allstate Financial Services, LLC11-12-2019
Gregory Maurice ReaboldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-01-2019
Joshua Heath BriggsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
Mark Allen LewisRaymond James & Associates, Inc.J.P. Morgan Securities LLC10-09-2019
Frank Wayne Bailey JrRaymond James & Associates, Inc.Securian Financial Services, Inc.10-09-2019
David Clark KemperRaymond James & Associates, Inc.AXA Advisors, LLC09-13-2019
Mark Steven HahnRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-30-2019
Rj John GrzesiakRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-26-2019
Molly McniellRaymond James & Associates, Inc.MML Investors Services, LLC08-09-2019
Bura Virgil Lawson Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-06-2019
Thomas Roper Fields IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-06-2019
Thomas Roper Fields Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-06-2019
Deborah Michelle SossamanRaymond James & Associates, Inc.Ameriprise Financial Services, LLC02-12-2019
Ephraim Obioha OkekeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2019
Robert Brian ReeceRaymond James & Associates, Inc.UBS Financial Services Inc.01-17-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Jamie Rene HoganRaymond James & Associates, Inc.Caldwell Advisors, LLC01-04-2019
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-12-2018
William Bruce Patteson Sr.Raymond James & Associates, Inc.SunTrust Investment Services, Inc.10-22-2018
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-27-2018
Harvey Phillip CookRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-23-2018
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.