Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ben Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$13603-27-2009
Lorri J Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$103-27-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.$103-27-2009
Sandra Gail Bettis RussellRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-09-2009
Nathan Lee TravisRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-24-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-18-2009
John Sky GriffinRaymond James & Associates, Inc.Carolina Capital Markets, Inc.07-13-2010
Thomas Joseph BononnoRaymond James & Associates, Inc.Duncan-Williams, Inc.07-15-2010
Wallace Key Holleman Jr.Raymond James & Associates, Inc.Robert W. Baird & Co. Incorporated12-10-2010
Colby Russell RobbinsRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC03-28-2011
Leanne Wiggs ScullRaymond James & Associates, Inc.B. Riley Wealth Management$10007-15-2011
Louis Edward WittenbergRaymond James & Associates, Inc.Sterne, Agee & Leach, Inc.11-21-2011
Wonnie Lynn ShortRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-21-2011
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
Terry Ray MorrisRaymond James & Associates, Inc.Morgan Stanley08-31-2012
Kimberly Hathaway GobleRaymond James & Associates, Inc.Thrivent Investment Management Inc.12-18-2012
Kenneth SupmanRaymond James & Associates, Inc.Morgan Stanley03-21-2013
Kevin Patrick MckaneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$107-12-2013
John Stanton VerbleRaymond James & Associates, Inc.Morgan Stanley$22807-29-2013
Frederick Markley StowRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-06-2013
John Hillard Pettey IVRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-23-2013
Harold Clark Jackson IIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-08-2014
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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