Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Lorri J Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$13603-27-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.$2504-09-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-18-2009
Louis Edward WittenbergRaymond James & Associates, Inc.Sterne, Agee & Leach, Inc.11-21-2011
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
Kimberly Hathaway GobleRaymond James & Associates, Inc.Thrivent Investment Management Inc.12-18-2012
Kenneth SupmanRaymond James & Associates, Inc.Morgan Stanley03-21-2013
John Stanton VerbleRaymond James & Associates, Inc.Morgan Stanley$22807-29-2013
Harold Clark Jackson IIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-08-2014
Christy Ann CornellRaymond James & Associates, Inc.LPL Financial LLC$601-30-2014
Christopher R BoydRaymond James & Associates, Inc.Voya Financial Partners, LLC$5005-14-2014
Dale Waymon StoverRaymond James & Associates, Inc.FHN Financial Securities Corp.07-21-2014
Samuel C GrossRaymond James & Associates, Inc.William Blair01-16-2015
Jonathan David StambaughRaymond James & Associates, Inc.Duncan-Williams, Inc.04-24-2015
David Michael JonesRaymond James & Associates, Inc.UBS Securities LLC05-07-2015
Lelia Woodley CogginsRaymond James & Associates, Inc.FHN Financial Securities Corp.06-02-2015
Reid Burke StrangeRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated07-06-2015
Grant HeflinRaymond James & Associates, Inc.Securian Financial Services, Inc.07-06-2015
Brian G CarterRaymond James & Associates, Inc.Carty & Company, Inc.08-14-2015
Lisa Marie Ansley ClapperRaymond James & Associates, Inc.Morgan Stanley04-22-2016
Shepard Martin FargotsteinRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-16-2016
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.