Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Ben HamiltonRaymond James & Associates, Inc.Citigroup Global Markets Inc.02-13-2009
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-27-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Lorri J. Gillock-CordelliRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2009
Joseph Erik ZenkerRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2009
Robert Charles KloseRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-18-2009
Louis Edward WittenbergRaymond James & Associates, Inc.Sterne, Agee & Leach, Inc.11-21-2011
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
Scott Z. GarfinkelRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.04-02-2012
Kittrell Taylor SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.04-02-2012
Sunil SethRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.08-27-2012
Peter Hungerford DelaneyRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.08-28-2012
Wendy Alison HornRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-24-2012
Thomas Michael EssmyerRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Kathleen Ann JohansonRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Robert Irwin SmithRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Gregg Cameron MeeksRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Craig Ronald CrooneRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Samuel Arthur Buckmaster IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
John Law Robinson IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Benjamin Rush Bricken IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Steven Chadwick PuryearRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
Joshua Carpenter TrappRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
James Thorton EdwardsRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.09-25-2012
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Showing 1 to 25 of 198 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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