Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Critz FisherRaymond James & Associates, Inc.LPL Financial LLC$5001-03-2012
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-27-2018
Brian Barron WilliamsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-27-2009
Brian G. CarterRaymond James & Associates, Inc.Carty & Company, Inc.08-14-2015
Bryce Patrick JenneyRaymond James & Associates, Inc.Morgan Stanley01-02-2018
Bura Virgil Lawson Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-06-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Christopher R. BoydRaymond James & Associates, Inc.Voya Financial Partners, LLC05-14-2014
Christy Ann CornellRaymond James & Associates, Inc.LPL Financial LLC$2501-30-2014
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
Colby Russell RobbinsRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC03-28-2011
Dale Waymon StoverRaymond James & Associates, Inc.FHN Financial Securities Corp.07-21-2014
David Clark KemperRaymond James & Associates, Inc.AXA Advisors, LLC09-13-2019
David Michael JonesRaymond James & Associates, Inc.UBS Securities LLC05-07-2015
Deborah Michelle SossamanRaymond James & Associates, Inc.Ameriprise Financial Services, LLC02-12-2019
Donald Rex WelchRaymond James & Associates, Inc.UBS Financial Services Inc.04-09-2009
Dustin Graham EllisRaymond James & Associates, Inc.Charles Schwab & Co., Inc.04-06-2020
Ephraim Obioha OkekeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2019
Eric Vincent BaertelsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-31-2017
Frank Wayne Bailey JrRaymond James & Associates, Inc.Securian Financial Services, Inc.10-09-2019
Freda Joyce EvansRaymond James & Associates, Inc.SunTrust Investment Services, Inc.$2901-27-2017
Frederick Markley StowRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-06-2013
Grant HeflinRaymond James & Associates, Inc.Securian Financial Services, Inc.07-06-2015
Gregory Maurice ReaboldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-01-2019
Hannah SilverRaymond James & Associates, Inc.Waddell & Reed04-11-2017
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.