Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee Robert HouseRaymond James Financial Services, Inc.Edward Jones$1002-21-2020
Vernon Aubrey ThorntonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-14-2019
Carol Ruth WeilerRaymond James Financial Services, Inc.Triad Advisors LLC$2510-28-2019
Melissa Beth ChipmanRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.10-15-2019
Matthew W. GathaganRaymond James Financial Services, Inc.BB&T Securities, LLC09-19-2019
Andrew Williamson ShibleyRaymond James Financial Services, Inc.Park Avenue Securities LLC08-30-2019
Mark Andrew BaileyRaymond James Financial Services, Inc.Edward Jones08-16-2019
Robert Dean Pippenger Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-25-2019
Jennifer Roberta DieffenbacherRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.06-12-2019
Todd Michael HealyRaymond James Financial Services, Inc.UBS Asset Management (US) Inc.04-26-2019
John Coleman EllettRaymond James Financial Services, Inc.UBS Financial Services Inc.01-28-2019
Gregory Scott GriffithRaymond James Financial Services, Inc.Cetera Investment Services LLC$5001-17-2019
Charles P. StaplesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Mark Everett MccowanRaymond James Financial Services, Inc.Avantax Investment Services, Inc.01-07-2019
Daniel Todd Peterman Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Peter James DaleRaymond James Financial Services, Inc.TD Ameritrade, Inc.10-01-2018
David Victor MillerRaymond James Financial Services, Inc.Thrivent Investment Management Inc.09-10-2018
Michael David BurroughsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15008-16-2018
Jeffery Mance KeaslerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-16-2018
Paul Todd GaitherRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC08-16-2018
Alexander Trewitt BurroughsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-16-2018
Jonathan Adam DuttonRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$1008-03-2018
Danielle Lynne CoryerRaymond James Financial Services, Inc.Cable Hill Partners, LLC06-22-2018
Scott Matthew SchroeffelRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$15004-23-2018
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.