Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Randall SchadelRaymond James Financial Services, Inc.Wiley Bros.-Aintree Capital, LLC01-28-2014
Paul Christian AllenRaymond James Financial Services, Inc.Wiley Bros.-Aintree Capital, LLC$5001-27-2014
Susan Elizabeth CrunkRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$24810-06-2017
Alan Edgar WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10010-06-2017
Thomas Michael Hunter Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5010-06-2017
Kathleen W. WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-06-2017
Carl James GreeneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Robert Dean Pippenger Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-25-2019
Jeffery Mance KeaslerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-16-2018
Alexander Trewitt BurroughsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC08-16-2018
Christopher Stone CravensRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC02-27-2009
George Lucas SwatzellRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.11-25-2014
Stephen MathewsRaymond James Financial Services, Inc.UBS Financial Services Inc.09-30-2016
Kathy Diane BarrettRaymond James Financial Services, Inc.UBS Financial Services Inc.09-30-2016
Eric Edward EllisRaymond James Financial Services, Inc.Transamerica Capital, Inc.02-14-2014
David Victor MillerRaymond James Financial Services, Inc.Thrivent Investment Management Inc.09-10-2018
Peter James DaleRaymond James Financial Services, Inc.TD Ameritrade, Inc.10-01-2018
Scott Matthew SchroeffelRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.04-23-2018
Keith Charles KlineRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.04-13-2018
Kenneth Lynn FarleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$5003-23-2018
Justin NewmanRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.03-19-2018
David Mark BowerRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
Holly Coe LockleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.01-12-2018
Jeffrey Layne JohnsonRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.12-05-2017
Samuel Hugh OakleyRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.$35010-09-2017
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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