Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maleah Dunham StephensRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation07-11-2012
Danny F. Fisher Jr.Royal Alliance Associates, Inc.Morgan Stanley10-23-2019
Laurence Vincent Plummer Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Jeffrey David FinleyRoyal Alliance Associates, Inc.Signator Investors, Inc.$10011-02-2018
Jeffrey Donald CarrRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Barbara Ann DonelinRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Ashli Shackelford WheatonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Osmar Joseph TavaresRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Morteza KarimianRoyal Alliance Associates, Inc.Signator Investors, Inc.$3711-02-2018
Jennifer Lynne FreemanRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Silverio Lesley Archuleta Sr.Royal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Christopher John RobinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Jared Donlee SmithRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Robert Edward CooperRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Gregory John HannahRoyal Alliance Associates, Inc.Signator Investors, Inc.$2411-02-2018
Boone Edward LancasterRoyal Alliance Associates, Inc.Signator Investors, Inc.$1911-02-2018
Jerry Keith EdwardsRoyal Alliance Associates, Inc.Signator Investors, Inc.$1211-02-2018
Mary Sybil LamoreauxRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dempsey Reno AdkinsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Garry Allen SiddonsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Bradford Grant RasorRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Theresa Marie EngleRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Rory Dean KuhnRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Warren McFaddenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Clyde Patterson McFaddenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.