Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Alvin SewellSecurities Service Network, LLCCompass Advisory Partners LLC$15002-03-2020
Jennifer Anne JonesSecurities Service Network, LLCCommonwealth Financial Network$5012-16-2019
David Lee MaynardSecurities Service Network, LLCIndependent Advisor Alliance, LLC$2501-31-2019
Amy Warren EdwardsSecurities Service Network, LLCSecurities Service Network, LLC$5008-30-2018
Nancy Elizabeth SmithSecurities Service Network, LLCRaymond James & Associates, Inc.08-17-2018
William Alton Gibbs IIISecurities Service Network, LLCCommonwealth Financial Network$5006-21-2018
Ralph Wilson SmithSecurities Service Network, LLCRaymond James Financial Services, Inc.$5005-15-2018
Terence George HickeySecurities Service Network, LLCKestra Investment Services, LLC$5005-07-2018
Adam R. BrownSecurities Service Network, LLCCUNA Brokerage Services, Inc.03-27-2018
Aquiles Larrea Jr.Securities Service Network, LLCCambridge Investment Research, Inc.01-08-2018
Gregg Andrew FarrautoSecurities Service Network, LLCCambridge Investment Research, Inc.01-05-2018
Louis CookSecurities Service Network, LLCNational Planning Corporation11-01-2017
Daniel Thomas ClarkSecurities Service Network, LLCSII Investments, Inc.10-07-2017
Matthew James TrivettSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$5003-23-2017
Benjamin Brandon DefoorSecurities Service Network, LLCC C F Investments, Inc.11-10-2016
Francis Spencer-Skee OrrSecurities Service Network, LLCSECU Brokerage Services10-17-2016
Steven Michael EffertSecurities Service Network, LLCSII Investments, Inc.$1008-26-2016
Amy Warren EdwardsSecurities Service Network, LLCLPL Financial LLC$5006-06-2016
Peter Barry WolkSecurities Service Network, LLCLPL Financial LLC08-18-2014
Brady Thomas O'ConnorSecurities Service Network, LLCEquity Services, Inc.$2508-01-2014
Ronald Leslie DunkSecurities Service Network, LLCRobert W. Baird & Co. Incorporated$2507-02-2014
Larry Edward Chlebina Sr.Securities Service Network, LLCFirst Allied Securities, Inc.$10006-09-2014
Ryan Eli StineSecurities Service Network, LLCFirst Allied Securities, Inc.06-09-2014
Kee Lawrence BubbenmoyerSecurities Service Network, LLCCenturion Securities Corporation03-14-2014
James Daniel LongeSecurities Service Network, LLCJ.P. Morgan Securities LLC$1002-01-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.