Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee MaynardSecurities Service Network, LLCIndependent Advisor Alliance, LLC$2501-31-2019
Nancy Elizabeth SmithSecurities Service Network, LLCRaymond James & Associates, Inc.08-17-2018
Ralph Wilson SmithSecurities Service Network, LLCRaymond James Financial Services, Inc.$5005-15-2018
Terence George HickeySecurities Service Network, LLCKestra Investment Services, LLC$5005-07-2018
Matthew James TrivettSecurities Service Network, LLCNorthwestern Mutual Investment Services, LLC$103-23-2017
Benjamin Brandon DefoorSecurities Service Network, LLCC C F Investments, Inc.11-10-2016
Steven Michael EffertSecurities Service Network, LLCSII Investments, Inc.$1008-26-2016
Peter Barry WolkSecurities Service Network, LLCLPL Financial LLC08-18-2014
Brady Thomas O'ConnorSecurities Service Network, LLCEquity Services, Inc.$2508-01-2014
Ronald Leslie DunkSecurities Service Network, LLCRobert W. Baird & Co. Incorporated$2407-02-2014
Larry Edward Chlebina Sr.Securities Service Network, LLCFirst Allied Securities, Inc.$13806-09-2014
Kee Lawrence BubbenmoyerSecurities Service Network, LLCCenturion Securities Corporation03-14-2014
James Daniel LongeSecurities Service Network, LLCJ.P. Morgan Securities LLC02-01-2014
Stuart Preston VaughnSecurities Service Network, LLCRaymond James & Associates, Inc.12-01-2013
Eric Robert LudvigsenSecurities Service Network, LLCCapital Synergy Partners$2510-30-2013
Todd Albert WynnSecurities Service Network, LLCMid-Ohio Securities Corp$1206-13-2013
Robert Dornton HicksSecurities Service Network, LLCWalnut Street Securities, Inc.05-06-2013
Ross Daniel CochrellSecurities Service Network, LLCON Investment Management Co$1005-06-2013
Jesse Kelin GilesSecurities Service Network, LLCFTB Advisors, Inc.02-08-2013
Kevin Dennis BivenSecurities Service Network, LLCProEquities, Inc.12-14-2012
Jon Raymond WintereggSecurities Service Network, LLCProEquities, Inc.$10012-07-2012
Gina Koshiol BartellSecurities Service Network, LLCWoodbury Financial Services, Inc.$5011-15-2012
Edwin Alexander McknightSecurities Service Network, LLCWoodbury Financial Services, Inc.$1011-13-2012
Shawn David StitesSecurities Service Network, LLCWoodbury Financial Services, Inc.09-11-2012
Charles Mcclard PorterSecurities Service Network, LLC1st Global Capital Corp.$2507-13-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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