Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Brandon DefoorSecurities Service Network, LLCC C F Investments, Inc.11-10-2016
Peter Barry WolkSecurities Service Network, LLCLPL Financial LLC08-18-2014
Kee Lawrence BubbenmoyerSecurities Service Network, LLCCenturion Securities Corporation03-14-2014
Eric Robert LudvigsenSecurities Service Network, LLCCapital Synergy Partners10-30-2013
Todd Albert WynnSecurities Service Network, LLCMid-Ohio Securities Corp06-13-2013
Robert Dornton HicksSecurities Service Network, LLCWalnut Street Securities, Inc.05-06-2013
Jon Raymond WintereggSecurities Service Network, LLCProEquities, Inc.12-07-2012
Gina Koshiol BartellSecurities Service Network, LLCWoodbury Financial Services, Inc.11-15-2012
Allan Mark MacveanSecurities Service Network, LLCSecurities America, Inc.11-01-2011
William James SeyboldSecurities Service Network, LLCSecurities America, Inc.11-01-2011
Laura Louise Searles StohlmanSecurities Service Network, LLCNational Planning Corporation10-18-2011
John Francis Stohlman Jr.Securities Service Network, LLCNational Planning Corporation10-18-2011
John Ross NanniSecurities Service Network, LLCPrincipal Securities, Inc.02-18-2011
Anna Christina WinslowSecurities Service Network, LLCMedallion Advisory Services, LLC01-07-2010
David Grant SimmonsSecurities Service Network, LLCMedallion Advisory Services, LLC01-04-2010
Scott Eric LakeSecurities Service Network, LLCSagePoint Financial, Inc.01-02-2009
Steven Michael EffertSecurities Service Network, LLCSII Investments, Inc.$1008-26-2016
Edwin Alexander McKnightSecurities Service Network, LLCWoodbury Financial Services, Inc.$1011-13-2012
Andrew Frederick WalterSecurities Service Network, LLCNew England Securities$1007-10-2012
Phyllis Marie MaasSecurities Service Network, LLCSecurities America, Inc.$1002-06-2012
Ronald Charles EleveldSecurities Service Network, LLCSecurities America, Inc.$1002-01-2012
John Douglas RoszellSecurities Service Network, LLCWoodbury Financial Services, Inc.$1003-23-2010
David Lee MaynardSecurities Service Network, LLCIndependent Advisor Alliance, LLC$2501-31-2019
Brady Thomas O'ConnorSecurities Service Network, LLCEquity Services, Inc.$2508-01-2014
Ronald Leslie DunkSecurities Service Network, LLCRobert W. Baird & Co. Incorporated$2507-02-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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