Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Marion GarrisonSilver Oak Securities, IncorporatedThurston Springer Financial$15009-15-2020
Michelle Marie RuddySilver Oak Securities, IncorporatedSecurities Service Network, LLC09-01-2020
James Dietzen Bratcher IIISilver Oak Securities, IncorporatedSecurities Service Network, LLC$5008-31-2020
Michael Scott ParsonsSilver Oak Securities, IncorporatedNationwide Investment Services Corporation07-24-2020
Carlos Quintel IngramSilver Oak Securities, IncorporatedVerity Investments, Inc.07-14-2020
Matthew Edward Sweeney JrSilver Oak Securities, IncorporatedM&S INVESTMENT SERVICES LLC01-23-2020
Andrew Robert WallaceSilver Oak Securities, IncorporatedCosey Financial Services, Inc.$2501-17-2020
Michael Lee JonesSilver Oak Securities, IncorporatedCambridge Investment Research Advisors, Inc.$1712-09-2019
Nicholas B MorganSilver Oak Securities, IncorporatedChristy Capital Management, Inc.07-18-2019
William Jeffrey BinghamSilver Oak Securities, IncorporatedKestra Investment Services, LLC10-02-2013
David Seymour ErvinSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.$2510-01-2013
Lee Andrew JacksonSilver Oak Securities, IncorporatedTransamerica Financial Advisors, Inc10-29-2010
Lisa B DreherSilver Oak Securities, IncorporatedInstitutional Capital Management, Inc.$2505-05-2010
Dwight W KimberSilver Oak Securities, IncorporatedHarbour Investments, Inc.12-01-2009

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.