Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Edward HollimanSilver Oak Securities, IncorporatedHouseholder Group Estate & Retirement Specialists$5003-20-2020
Matthew Edward Sweeney JrSilver Oak Securities, IncorporatedM&S INVESTMENT SERVICES LLC01-23-2020
Andrew Robert WallaceSilver Oak Securities, IncorporatedCosey Financial Services, Inc.$2501-17-2020
Michael Lee JonesSilver Oak Securities, IncorporatedCambridge Investment Research Advisors, Inc.$1712-09-2019
Nicholas B. MorganSilver Oak Securities, IncorporatedChristy Capital Management, Inc.07-18-2019
Michael Eugene MoffittSilver Oak Securities, IncorporatedLPL Financial LLC$2510-02-2018
Glenn Marc RosensteinSilver Oak Securities, IncorporatedDempsey Lord Smith, LLC10-17-2017
Gary Neil MorrisSilver Oak Securities, IncorporatedSilver Oak Securities, Incorporated05-24-2017
Chad Michael CentorbiSilver Oak Securities, IncorporatedSilver Oak Securities, Incorporated01-30-2017
Erik S. HoffmanSilver Oak Securities, IncorporatedFidelity Brokerage Services LLC04-15-2014
William Jeffrey BinghamSilver Oak Securities, IncorporatedNfp Advisor Services$5010-02-2013
David Seymour ErvinSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.10-01-2013
John Everett SteeleSilver Oak Securities, IncorporatedSecurities Service Network, LLC$2510-24-2012
Norman Hale BlakeSilver Oak Securities, IncorporatedPeregrine Diversified Investment Services Corp.08-22-2012
Charles Jefferson ChristianSilver Oak Securities, IncorporatedVoya Financial Advisors, Inc.02-03-2012
Matthew James OelkingSilver Oak Securities, IncorporatedMorgan Stanley10-14-2011
Charles Lee Brickey Sr.Silver Oak Securities, IncorporatedConcordius Capital Advisors$5003-07-2011
Lee Andrew JacksonSilver Oak Securities, IncorporatedTransamerica Financial Advisors, Inc$5010-29-2010
Lisa B. DreherSilver Oak Securities, IncorporatedInstitutional Capital Management, Inc.05-05-2010
Gary Neil MorrisSilver Oak Securities, IncorporatedAvalon Investment & Securities Group, Inc.04-03-2009

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.