Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Eugene MoffittSilver Oak Securities, IncorporatedLPL Financial LLC$2510-02-2018
Glenn Marc RosensteinSilver Oak Securities, IncorporatedDempsey Lord Smith, LLC10-17-2017
Alvin Kenneth Smith IISilver Oak Securities, IncorporatedJ.P. Turner & Company, L.L.C.$2505-30-2014
Erik Steffen HoffmanSilver Oak Securities, IncorporatedFidelity Brokerage Services LLC$1004-15-2014
William Jeffrey BinghamSilver Oak Securities, IncorporatedNfp Advisor Services$5010-02-2013
David Seymour ErvinSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.$2510-01-2013
Norman Hale Blake IIISilver Oak Securities, IncorporatedPeregrine Diversified Investment Services Corp.08-22-2012
Charles Jefferson ChristianSilver Oak Securities, IncorporatedVoya Financial Advisors, Inc.$102-03-2012
Matthew James OelkingSilver Oak Securities, IncorporatedMorgan Stanley$5010-14-2011
Bennie Duane HowieSilver Oak Securities, IncorporatedCincinnati Analysts, Inc.$110-07-2011
Charles Lee Brickey Sr.Silver Oak Securities, IncorporatedConcordius Capital Advisors03-07-2011
Lee Andrew JacksonSilver Oak Securities, IncorporatedTransamerica Financial Advisors, Inc$2510-29-2010
Lisa B DreherSilver Oak Securities, IncorporatedInstitutional Capital Management, Inc.$2505-05-2010
Amy Hughes ParrishSilver Oak Securities, IncorporatedAmerican Securities Group, Inc.01-14-2010
Heath James SmargiassoSilver Oak Securities, IncorporatedSecurities Service Network, LLC07-29-2009
Gary Neil MorrisSilver Oak Securities, IncorporatedAvalon Investment & Securities Group, Inc.04-03-2009
David Gene MilletSilver Oak Securities, IncorporatedSecurities Service Network, LLC04-02-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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