Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Richard ThorpeStephensWells Fargo Clearing Services, LLC11-11-2019
Michael H MurdockStephensEdward Jones$5011-11-2019
Donald Martin LevyStephensWells Fargo Clearing Services, LLC$5004-27-2018
Michael Kurt GlaserStephensWells Fargo Clearing Services, LLC04-27-2018
William Harold HogueStephensRaymond James & Associates, Inc.$15011-28-2017
Richard Leatherman MorrowStephensB. Riley Wealth Management05-30-2017
George James SousoulasStephensWells Fargo Clearing Services, LLC$9503-17-2016
George Russell Coors IIStephensFirst Horizon Advisors, Inc.$1,00003-24-2015
Thomas Victor Zeuthen JrStephensMorgan Stanley$1,00003-16-2012
Seth Anthony StewartStephensMorgan Stanley$1,00003-16-2012
Arthur BuringStephensMorgan Stanley$1,00001-23-2012
John E Kimbrough IvStephensMorgan Stanley$1,00001-23-2012
Cage Brewer CarruthersStephensWells Fargo Clearing Services, LLC01-06-2012
Paul David ZuckermanStephensMorgan Stanley$1,00010-28-2011
Henry Harrison GrovesStephensMorgan Stanley$1,00008-22-2011
Christopher A WiltseStephensMorgan Stanley$1,00007-29-2011
Edgar Wadsworth StuartStephensMorgan Stanley$15004-29-2011
Hal Frederick LewisStephensMorgan Stanley$15002-18-2011
William Ben JamesStephensMorgan Stanley02-18-2011
Larry Moore ParkerStephensMorgan Stanley$10007-16-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.