Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Porter Mason Jr.SunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-18-2016
Stephen Franklin LaughterSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-18-2016
Louis Charles GlaserSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-19-2016
Adele P. LandersSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-19-2016
Jeffrey James AlgerSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-31-2016
Shaun Michael RowlesSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.08-31-2016
Thomas David WellbornSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-01-2016
Derek Grant DeguireSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-01-2016
Earnest Ruby Smith IIISunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-01-2016
Judith Lynn HarkleroadSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-09-2016
Terrie Paulette CorbinSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-09-2016
Christopher Winfield FordSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Carmen Rosalia EastesSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-12-2016
Andrew D. StolnickiSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-13-2016
Steven Linden NelsonSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
Ruth Cook CherrySunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
Joshua S. ShamblinSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016
Meghan Scanlon RoachSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-14-2016

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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