Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Pink MillerU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.$2506-21-2018
Stephen Ellis HamiltonU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
Christopher Charles MartinU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Zachary Ryan FranceU.S. Bancorp Investments, Inc.Jackson National Life Distributors LLC$15001-11-2016
David James CordesU.S. Bancorp Investments, Inc.Edward Jones12-15-2014
Jared Donald ThatcherU.S. Bancorp Investments, Inc.CUSO Financial Services, L.P.02-26-2014
Robert Eugene NormanU.S. Bancorp Investments, Inc.Raymond James Financial Services Advisors, Inc02-11-2014
Lucy Xuan Du ChismU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.11-27-2013
Nathan L FowlerU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2013
Kenneth Melvin DavidsonU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$2508-26-2013
Daniel Lee GreerU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.06-28-2013
Timothy Charles ClarkU.S. Bancorp Investments, Inc.Investment Professionals, Inc.01-28-2013
Andrea Patricia CarpenterU.S. Bancorp Investments, Inc.GWN Securities Inc.$2509-28-2012
James Randall ClayU.S. Bancorp Investments, Inc.Edward Jones08-24-2012
Kristi Dailey HillU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-25-2012
Darrin Leon WisemanU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2012
George Wesley Head Jr.U.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2012
Joseph Luis MartinezU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.05-05-2011
Wesley Jonathan RobbinsU.S. Bancorp Investments, Inc.Uvest Financial Services Group, Inc.03-21-2011
Grant Nathan CarrollU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-28-2011
Robin Dean HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2501-18-2011
Steven Thomas FerrettiU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2010
Phillip Earl WepkingU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.05-28-2010
Trina Kay DesotoU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.05-10-2010
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$15004-16-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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