Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Lee CaseyU.S. Bancorp Investments, Inc.AIG Capital Services, Inc.10-01-2009
Amy Noelle FranceU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$15004-16-2010
Trina Kay DesotoU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.05-10-2010
Phillip Earl WepkingU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.05-28-2010
Steven Thomas FerrettiU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2010
Robin Dean HobbsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2501-18-2011
Grant Nathan CarrollU.S. Bancorp Investments, Inc.Chase Investment Services Corp.02-28-2011
Wesley Jonathan RobbinsU.S. Bancorp Investments, Inc.Uvest Financial Services Group, Inc.03-21-2011
Joseph Luis MartinezU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.05-05-2011
George Wesley Head Jr.U.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2012
Darrin Leon WisemanU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-31-2012
Kristi Dailey HillU.S. Bancorp Investments, Inc.Fifth Third Securities, Inc.06-25-2012
James Randall ClayU.S. Bancorp Investments, Inc.Edward Jones08-24-2012
Andrea Patricia CarpenterU.S. Bancorp Investments, Inc.GWN Securities Inc.$2509-28-2012
Timothy Charles ClarkU.S. Bancorp Investments, Inc.Investment Professionals, Inc.01-28-2013
Daniel Lee GreerU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.06-28-2013
Kenneth Melvin DavidsonU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.$2508-26-2013
Nathan L FowlerU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2013
Lucy Xuan Du ChismU.S. Bancorp Investments, Inc.SunTrust Investment Services, Inc.11-27-2013
Robert Eugene NormanU.S. Bancorp Investments, Inc.Raymond James Financial Services Advisors, Inc02-11-2014
Jared Donald ThatcherU.S. Bancorp Investments, Inc.CUSO Financial Services, L.P.02-26-2014
David James CordesU.S. Bancorp Investments, Inc.Edward Jones12-15-2014
Zachary Ryan FranceU.S. Bancorp Investments, Inc.Jackson National Life Distributors LLC$15001-11-2016
Christopher Charles MartinU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Stephen Ellis HamiltonU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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