Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Ann MankinUBS Financial Services Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5001-31-2019
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$1,00009-22-2017
James Eustis Corrigan IIIUBS Financial Services Inc.FTB Advisors, Inc.01-04-2017
Michelle Marie Gish HintonUBS Financial Services Inc.Raymond James & Associates, Inc.09-15-2016
Michael Benjamin SanfordUBS Financial Services Inc.Morgan Stanley02-26-2016
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
Jeffery Allen WieseUBS Financial Services Inc.FTB Advisors, Inc.11-17-2015
Lechelle Lee MooreUBS Financial Services Inc.SunTrust Investment Services, Inc.$12710-19-2015
Jonathan Kingsley HodgdonUBS Financial Services Inc.Edward Jones07-23-2015
Bridget Flynn HoranUBS Financial Services Inc.Mercer Allied Company, L.P.02-12-2015
John David NelsonUBS Financial Services Inc.Edward Jones08-28-2014
Frank Ferrell Bellar IIIUBS Financial Services Inc.Curian Clearing, LLC03-18-2014
Donald N. Neal BatemanUBS Financial Services Inc.Morgan Stanley02-07-2014
Daniel Patrick GreenUBS Financial Services Inc.Lord Abbett Distributor LLC$2507-29-2013
Scott Matthew RheaUBS Financial Services Inc.Morgan Stanley$15003-28-2013
John Raymond MowryUBS Financial Services Inc.Waddell & Reed03-04-2013
Keri Ticer GageUBS Financial Services Inc.SunTrust Investment Services, Inc.12-06-2012
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-09-2012
Gerald S Castle Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2511-09-2012
Benjamin Taylor HaneyUBS Financial Services Inc.LPL Financial LLC07-30-2012
James Thomas ShareUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-30-2012
Durelle Leclair LintonUBS Financial Services Inc.Morgan Keegan & Company, Inc.04-23-2012
Nicklus H. CaplenorUBS Financial Services Inc.Morgan Keegan & Company, Inc.04-23-2012
Peter Stephen Knoop Jr.UBS Financial Services Inc.Morgan Keegan & Company, Inc.$10004-23-2012
Michael Dent NunnallyUBS Financial Services Inc.AXA Advisors, LLC$5004-09-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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