Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carla Faye Donina, Robert Lawrence Donina Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Lee William MontgomeryUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2009
Rosemary Reichmann GilliamUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Stanton John JacobsUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-09-2009
Brenda Branyan VandersliceUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-09-2009
Russell J. WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-13-2009
Guy W. Wages Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC01-13-2009
John David ThomasUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2009
Joseph John RomanchikUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-16-2009
Michael Lynn Matthews, Elliot Ryan KierskyUBS Financial Services Inc.Citigroup Global Markets Inc.$1001-28-2009
Condolee Gilliam Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10002-18-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-27-2009
David Ivanovitch Obolensky, Frederick Michael LongUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-31-2009
Merrill Callaway Sexton, Scott Christopher McDonaldUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
Richard Marc Scharff, Kevin Wade BryantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2009
Meredith C TrautscholdUBS Financial Services Inc.Morgan Stanley04-26-2010
Richard Reed RuhUBS Financial Services Inc.Morgan Stanley$5002-15-2011
Mitchell Glenn TuellUBS Financial Services Inc.SunTrust Investment Services, Inc.04-29-2011
Shane Ellis UnsworthUBS Financial Services Inc.Wells Fargo Clearing Services, LLC05-27-2011
Stefan Daniel GertschUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2012
Michael Dent NunnallyUBS Financial Services Inc.AXA Advisors, LLC04-09-2012
Peter Stephen Knoop Jr.UBS Financial Services Inc.Morgan Keegan & Company, Inc.$10004-23-2012
Nicklus H. CaplenorUBS Financial Services Inc.Morgan Keegan & Company, Inc.04-23-2012
James Thomas ShareUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-30-2012
Brandon Scott SullivanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10011-09-2012
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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