Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicola Domenico DipaoloVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.09-25-2018
Robert E Mcadams Jr.VALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-25-2018
James Paul WaltonVALIC Financial Advisors, Inc.AXA Advisors, LLC04-09-2018
Robert Lowell WarrenVALIC Financial Advisors, Inc.LPL Financial LLC12-11-2017
Arie Robert BuerVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-26-2017
Jonathan Culp HeyenVALIC Financial Advisors, Inc.Visionary Horizons, LLC05-30-2017
BRYAN S CLARKVALIC Financial Advisors, Inc.Transamerica Financial Advisors, Inc01-05-2017
Stephen Kenneth ReevesVALIC Financial Advisors, Inc.MML Investors Services, LLC06-06-2016
Lee W LakeyVALIC Financial Advisors, Inc.First Heartland Capital, Inc.09-17-2015
Lawrence R WomackVALIC Financial Advisors, Inc.Edward Jones09-09-2015
John Andrew Mcquiston Jr.VALIC Financial Advisors, Inc.Pruco Securities, LLC.09-02-2015
Ryan Tyler CarsonVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC05-28-2015
J. Robert GrubbsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-23-2014
Nathan Scott EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2406-23-2014
Michael Edward SeebeckVALIC Financial Advisors, Inc.First Command Financial Planning, Inc.$1005-29-2014
Timothy Daniel StoryVALIC Financial Advisors, Inc.Edward Jones05-19-2014
Nicholas Anthony AdamsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2014
Michael Grant RandolphVALIC Financial Advisors, Inc.CFD Investments, Inc.$1511-19-2013
Rosaline Rogers BanksVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012
Louis J EvolaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2012
Hugh Grant Anderson IIIVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.08-26-2011
Vivian Rene HoughlandVALIC Financial Advisors, Inc.Wiley Bros.-Aintree Capital, LLC07-01-2011
Martin Bennett HalpernVALIC Financial Advisors, Inc.GWFS Equities, Inc.10-21-2010
George Lucas SwatzellVALIC Financial Advisors, Inc.Edward Jones06-22-2010
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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