Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Daniel StrattonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-13-2009
Nicholas Wayne HodgeVALIC Financial Advisors, Inc.Edward Jones11-23-2009
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
George Lucas SwatzellVALIC Financial Advisors, Inc.Edward Jones06-22-2010
Martin Bennett HalpernVALIC Financial Advisors, Inc.GWFS Equities, Inc.10-21-2010
Vivian Rene HoughlandVALIC Financial Advisors, Inc.Wiley Bros.-Aintree Capital, LLC07-01-2011
Hugh Grant Anderson IIIVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.08-26-2011
Louis J EvolaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2012
Rosaline Rogers BanksVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012
Michael Grant RandolphVALIC Financial Advisors, Inc.CFD Investments, Inc.$1511-19-2013
Nicholas Anthony AdamsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2014
Timothy Daniel StoryVALIC Financial Advisors, Inc.Edward Jones05-19-2014
Michael Edward SeebeckVALIC Financial Advisors, Inc.First Command Financial Planning, Inc.$1005-29-2014
Nathan Scott EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2406-23-2014
J. Robert GrubbsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-23-2014
Ryan Tyler CarsonVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC05-28-2015
John Andrew Mcquiston Jr.VALIC Financial Advisors, Inc.Pruco Securities, LLC.09-02-2015
Lawrence R WomackVALIC Financial Advisors, Inc.Edward Jones09-09-2015
Lee W LakeyVALIC Financial Advisors, Inc.First Heartland Capital, Inc.09-17-2015
Stephen Kenneth ReevesVALIC Financial Advisors, Inc.MML Investors Services, LLC06-06-2016
BRYAN S CLARKVALIC Financial Advisors, Inc.Transamerica Financial Advisors, Inc01-05-2017
Jonathan Culp HeyenVALIC Financial Advisors, Inc.Visionary Horizons, LLC05-30-2017
Arie Robert BuerVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-26-2017
Robert Lowell WarrenVALIC Financial Advisors, Inc.LPL Financial LLC12-11-2017
James Paul WaltonVALIC Financial Advisors, Inc.AXA Advisors, LLC04-09-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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