Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
Martin Bennett HalpernVALIC Financial Advisors, Inc.GWFS Equities, Inc.10-21-2010
Vivian Rene HoughlandVALIC Financial Advisors, Inc.Wiley Bros.-Aintree Capital, LLC07-01-2011
Michael Grant RandolphVALIC Financial Advisors, Inc.CFD Investments, Inc.$1511-19-2013
Michael Edward SeebeckVALIC Financial Advisors, Inc.First Command Brokerage Services, Inc.$1005-29-2014
Nathan S EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2406-23-2014
Ryan Tyler CarsonVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC05-28-2015
Lee W LakeyVALIC Financial Advisors, Inc.First Heartland Capital, Inc.09-17-2015
Arie Robert BuerVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-26-2017
Robert Lowell WarrenVALIC Financial Advisors, Inc.LPL Financial LLC12-11-2017
James Paul WaltonVALIC Financial Advisors, Inc.Equitable Advisors, LLC04-09-2018
Robert E McadamsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-25-2018
Jeremy Ray HannahVALIC Financial Advisors, Inc.TD Ameritrade, Inc.$2512-11-2018
Quinton Stanley ChandlerVALIC Financial Advisors, Inc.Allstate Financial Services, LLC03-11-2019
Corey Alan AkinsVALIC Financial Advisors, Inc.State Farm VP Management Corp.04-04-2019
Aristotle McDonaldVALIC Financial Advisors, Inc.Trinity Wealth Securities, L.L.C.06-17-2019
Flint ChandlerVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Joshua Smith GreerVALIC Financial Advisors, Inc.Cetera Investment Services LLC02-11-2020
Stephanie RoseVALIC Financial Advisors, Inc.Edward Jones03-23-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.