Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Daniel StrattonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-13-2009
Michael Lyn MiddletonVALIC Financial Advisors, Inc.Allstate Financial Services, LLC05-07-2010
Martin Bennett HalpernVALIC Financial Advisors, Inc.GWFS Equities, Inc.10-21-2010
Vivian Rene HoughlandVALIC Financial Advisors, Inc.Wiley Bros.-Aintree Capital, LLC07-01-2011
Michael Grant RandolphVALIC Financial Advisors, Inc.CFD Investments, Inc.11-19-2013
Michael E. SeebeckVALIC Financial Advisors, Inc.First Command Financial Planning, Inc.05-29-2014
Nathan Scott EmbryVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2506-23-2014
Ryan T. CarsonVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC05-28-2015
John Andrew McQuiston Jr.VALIC Financial Advisors, Inc.Pruco Securities, LLC.09-02-2015
Lee W. LakeyVALIC Financial Advisors, Inc.First Heartland Capital, Inc.09-17-2015
Jonathan Culp HeyenVALIC Financial Advisors, Inc.Visionary Horizons, LLC05-30-2017
Arie Robert BuerVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC06-26-2017
Robert Lowell WarrenVALIC Financial Advisors, Inc.LPL Financial LLC12-11-2017
James Paul WaltonVALIC Financial Advisors, Inc.AXA Advisors, LLC04-09-2018
Robert E. McAdams Jr.VALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-25-2018
Jeremy Ray HannahVALIC Financial Advisors, Inc.TD Ameritrade, Inc.$2512-11-2018
Flint Orm ChandlerVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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