Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Parker James SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-05-2009
Harold D JoinesWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-30-2009
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-30-2009
Locke Y Carter Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00001-30-2009
Thomas Tucker DunbarWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-26-2009
Chadwick Chad) Wade CopelandWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Laura Ginnette OwsleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Charles Gardner GrummonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00003-23-2009
Oliver SmithWells Fargo Clearing Services, LLCEdward Jones09-01-2009
John Joseph Colcolough IIIWells Fargo Clearing Services, LLCStephens$15012-04-2009
James Madison Wells IIIWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-14-2010
Lisa Ragen RuckerWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-14-2010
Barbara E DeitelWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-01-2010
Brant Andrew RayWells Fargo Clearing Services, LLCEdward Jones02-12-2010
Francis Patrick Owen Jr.Wells Fargo Clearing Services, LLCEdward Jones02-18-2010
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010
Daryl Rene QuarlesWells Fargo Clearing Services, LLCMorgan Stanley$5003-12-2010
Montie Beal HartWells Fargo Clearing Services, LLCMorgan Stanley03-25-2010
Roy Daniel MansbergWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5004-01-2010
Carl James GreeneWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-13-2010
James Lee KinserWells Fargo Clearing Services, LLCMorgan Stanley$1,00006-11-2010
Nelson Blair PattersonWells Fargo Clearing Services, LLCEdward Jones$1008-20-2010
William Shane KonvesWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.10-21-2010
George Henry Andrews Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2010
John Barry JenkinsWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.01-06-2011
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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