Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee A. GibsonWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$10003-26-2015
Andrew Johnson SutherlandWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$4301-25-2016
Andrew Lyon Lees IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10002-26-2010
Anthony Arnall MorrisonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2807-27-2016
Arnold Mark StrengthWells Fargo Clearing Services, LLCTransamerica Financial Advisors, Inc04-24-2015
Charles Gardner GrummonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2009
Christina Therrell SmithWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2015
Daryl Rene QuarlesWells Fargo Clearing Services, LLCMorgan Stanley$15003-12-2010
Gary Derond BakerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-25-2015
Gary Sidney JamesonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-09-2016
George Henry Andrews Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2010
Harold D. JoinesWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Henry Hopkins NewtonWells Fargo Clearing Services, LLCEdward Jones01-12-2018
James Lee KinserWells Fargo Clearing Services, LLCMorgan Stanley$5006-11-2010
James Madison Wells IIIWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
Jerry John FaerberWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
John Joseph Colcolough IIIWells Fargo Clearing Services, LLCStephens12-04-2009
John Mark McAnallyWells Fargo Clearing Services, LLCEdward Jones09-15-2011
John T. PetersonWells Fargo Clearing Services, LLCMorgan Stanley$10004-12-2012
Joseph Grady WoodruffWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-28-2011
Joseph Luis MartinezWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2806-15-2016
Kenneth E. Hayes Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2015
Kent Clyte MathisWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-30-2015
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Lisa Ragen RuckerWells Fargo Clearing Services, LLCMorgan Stanley01-14-2010
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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