Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Fred HancockWoodbury Financial Services, Inc.Avantax Investment Services, Inc.$25010-17-2018
Steven Harry JergesenWoodbury Financial Services, Inc.MML Investors Services, LLC03-09-2009
Stephen Douglas FryWoodbury Financial Services, Inc.Avantax Investment Services, Inc.$27005-17-2011
Ronald Jay NaegleWoodbury Financial Services, Inc.Commonwealth Financial Network$20009-04-2009
Robert Michael BeckerWoodbury Financial Services, Inc.Signator Investors, Inc.$10005-07-2010
Robert D. LackeyWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-08-2017
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
Michael Dennis StokesWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2015
Melissa Beth ChipmanWoodbury Financial Services, Inc.Pruco Securities, LLC.06-09-2014
Matthew Caldwell RibbleWoodbury Financial Services, Inc.Victory Capital Advisers, Inc.$50003-17-2017
John J Maloney IIIWoodbury Financial Services, Inc.Edward Jones$15006-27-2016
James Randall HodgesWoodbury Financial Services, Inc.OneAmerica Securities, Inc.$10012-16-2013
Donna Whitson GuinnWoodbury Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-19-2010
David Robert McCainWoodbury Financial Services, Inc.Commonwealth Financial Network$10009-04-2009
Christopher Chea StewartWoodbury Financial Services, Inc.AXA Advisors, LLC02-28-2011

Showing 1 to 15 of 15 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.