Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cliff C SulcerFidelity Brokerage Services LLCPark Avenue Securities LLC06-13-2019
James Andrew SegoSego Wealth Management, LLCFoundations Investment Advisors LLC06-07-2019
Steven Alan WittSteven Alan Capital LLCTriad Advisors LLC06-07-2019
Jay L Hollis JrCommonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Travis Michael HoytWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Eric Scott SolowayMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Advisory Services, Inc.05-09-2019
Michael Francis WhitneyCommonwealth Financial NetworkRoyal Alliance Associates, Inc.05-08-2019
Charles Daniel Raube JrCetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Emily Nicole LeeCWM, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
Katherine Diane PopeThoroughbred Financial Services, LLCUBS Financial Services Inc.04-30-2019
Matthew SellEdward JonesNorthwestern Mutual Investment Services, LLC04-29-2019
Todd Michael HealyRaymond James Financial Services, Inc.UBS Asset Management (US) Inc.04-26-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Paul Michael NewellFifth Third Securities, Inc.SunTrust Advisory Services, Inc.04-26-2019
Joel A Van BelkomFifth Third Securities, Inc.TD Ameritrade, Inc.04-23-2019
Jeffrey Paul MucciStratos Wealth Advisors LLCFinancial Engines Advisors L.L.C.04-18-2019
Scott Clifton BuellStratos Wealth Advisors LLCFinancial Engines Advisors L.L.C.04-18-2019
David Lee GoochTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
David Steine JrTrustCore Financial Services, LLCJ.J.B. HILLIARD, W.L. LYONS, LLC04-17-2019
Christopher Louis AlbonettiTD Ameritrade Investment Management, LLCPrincipal Securities, Inc.04-17-2019
Sheila Mae BrooksPrincipal Securities, Inc.Equitable Advisors, LLC04-16-2019
Justin B KaemmererPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
Daniel SheibleCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.04-15-2019
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Showing 1 to 25 of 194 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.