Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lee Cook Jr.Raymond James Financial Services, Inc.Raymond James & Associates, Inc.07-15-2019
George Thomas BarzizzaLincoln Financial Securities CorporationFarmers Financial Solutions, LLC07-09-2019
John David SantiMFO-USA Advisory, LLCKimery Wealth Management, LLC07-05-2019
Stuart L. GossFTB Advisors, Inc.NYLIFE Distributors LLC07-02-2019
Michael Hill MurdockEdward JonesWells Fargo Clearing Services, LLC$5006-28-2019
Robert Dean Pippenger Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-25-2019
Anita C HamiltonHWS Client Services LLCHorne Wealth Advisors, LLC06-21-2019
Derek Christopher JumperMML Investors Services, LLCAE Wealth Management, LLC06-20-2019
Mark WilloughbyJanney Montgomery Scott LLCHilliard Lyons$5006-18-2019
Flint Orm ChandlerVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
James Andrew SegoSego Wealth Management, LLCFoundations Investment Advisors LLC06-07-2019
Steven Alan WittSteven Alan Capital LLCTriad Advisors LLC06-07-2019
Jay L. Hollis Jr.Commonwealth Financial NetworkTaylor Securities, Inc.$15006-03-2019
Mary Leanne ScullRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$10005-30-2019
Robert Lawrence DelucasAfton Advisors, LLCPark Avenue Securities LLC05-16-2019
Charles Daniel Raube Jr.Cetera Investment Services LLCSecurian Financial Services, Inc.05-06-2019
Emily Nicole LeeCWM, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2019
Nathan Anderson WarrenWoodbury Financial Services, Inc.Park Avenue Securities LLC05-01-2019
Andrew Todd BeasleyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10004-26-2019
Joel A. Van BelkomFifth Third Securities, Inc.TD Ameritrade, Inc.04-23-2019
Christopher Louis AlbonettiTD Ameritrade Investment Management, LLCPrincipal Securities, Inc.04-17-2019
Daniel SheibleCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.04-15-2019
Roger Jamison ShiremanLPL Financial LLCHornor, Townsend & Kent, LLC04-09-2019
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Christopher Todd RussellLincoln Financial Securities CorporationProEquities, Inc.04-01-2019
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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