Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael TasikSecurities Management & Research, Inc.H. Beck, Inc.$1508-20-2019
Benjamin Tallman MaySunTrust Investment Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC08-16-2019
Mark Andrew BaileyRaymond James Financial Services, Inc.Edward Jones08-16-2019
Donald Cedric BruceCambridge Investment Research, Inc.Park Avenue Securities LLC08-16-2019
Edison F. Parker Jr.Hayden RoyalCary Street Partners08-16-2019
Michael Walden BrintonHayden RoyalCary Street Partners$15008-16-2019
Daniel D. ParkerHayden RoyalCary Street Partners$15008-16-2019
James Anthony Parrish Jr.Eudaimonia Advisors LLCB. Riley Wealth Management08-13-2019
Molly McniellRaymond James & Associates, Inc.MML Investors Services, LLC08-09-2019
Samuel W. NeedhamJ.P. Morgan Securities LLCGoldman Sachs & Co.08-08-2019
Kevin Phillip MoellerAllstate Financial Services, LLCNext Financial Group, Inc.08-07-2019
Bura Virgil Lawson Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-06-2019
Thomas Roper Fields IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-06-2019
Thomas Roper Fields Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-06-2019
Carol Ruth WeilerTriad Advisors LLCLPL Financial LLC$2508-05-2019
Lawrence D. KingAllstate Financial Services, LLCNYLIFE Securities LLC08-05-2019
Larry Richard JonesVirtue Capital Management, LLCHorter Investment Management, LLC08-05-2019
Steven Allen RogersMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-02-2019
Ben E Edmon Tomblinson IVMorgan StanleyWells Fargo Clearing Services, LLC$2508-02-2019
Todd A. McCameyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-01-2019
Brett Michael WaltersTBH Global Asset Management, LLCTrident Financial Planning07-31-2019
Ian M JanecekCBIZ Investment Advisory Services, LLCGAVION, LLC07-31-2019
Curtis Wayne WilliamsCBIZ Investment Advisory Services, LLCGAVION, LLC07-31-2019
Kevin Allen LamanLattice Wealth AdvisorsInnovative Advisory Partners, LLC07-31-2019
John Bryan FinkboneMorgan StanleyLPL Financial LLC$5007-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.