Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vernon Aubrey ThorntonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.11-14-2019
Jeffrey S. JeterHeritage InvestorsAllstate Financial Services, LLC11-13-2019
Robert E. Ethridge Jr.CUNA Brokerage Services, Inc.Raymond James & Associates, Inc.11-12-2019
Traci Allysan CarrionRaymond James & Associates, Inc.Allstate Financial Services, LLC11-12-2019
Anthony Richard ThorpeStephensWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-11-2019
Michael Hill MurdockStephensEdward Jones11-11-2019
Gerald Joseph Bonner Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.11-08-2019
Bobby Jacob TallentMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.$10011-06-2019
Dwayne Everette VickHornor, Townsend & Kent, LLCPark Avenue Securities LLC11-06-2019
Gabriel Alexander TalleyFinancial Engines Advisors L.L.C.Abound Wealth Management, LLC11-05-2019
Bruce Crisman ArnoldLPL Financial LLCFSC Securities Corporation$10011-01-2019
David H. McIllwainLPL Financial LLCFSC Securities Corporation$25011-01-2019
Cindy Speigner CornetteAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$50011-01-2019
Gregory Maurice ReaboldRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2019
Jonathan Todd WilliamsM Holdings Securities, Inc.MML Investors Services, LLC11-01-2019
Thomas Tucker DunbarMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-31-2019
Joshua Heath BriggsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
David Allen GoldbergMariner Wealth AdvisorsSnow Creek Wealth Management10-31-2019
Lawrence Jeffrey SacksMariner Wealth AdvisorsSnow Creek Wealth Management10-31-2019
Danny F. Fisher Jr.Royal Alliance Associates, Inc.Morgan Stanley10-23-2019
Darius Alan HensleyProEquities, Inc.Lincoln Investment$50010-22-2019
Christopher Drake HutchersonKimery Wealth Management, LLCSilver Oak Securities, Incorporated10-21-2019
Chester Michael Waggoner Jr.Cetera Investment Services LLCFifth Third Securities, Inc.10-21-2019
Mark Billings RulemanIndependent Financial Group, LLCCetera Advisor Networks LLC$33010-18-2019
Miranda Louise MartMerrill Lynch, Pierce, Fenner & Smith IncorporatedBankers Life Advisory Services, Inc.10-17-2019
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.