Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alford, Claudia TaparaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2020
Stephen Scott AllexAmeriprise Financial Services, LLCLevel Four Advisory Services05-15-2020
Mark IrvingAXA AdvisorsPark Ave Securities, LLC05-06-2020
Thomas Newton Pierce Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2020
Simon John OwenLion Street Financial, LLCInvestacorp, Inc.$10005-04-2020
Tuan Manh NguyenHuntleigh Securities CorporationRaymond James & Associates, Inc.05-04-2020
David Winston LPL Financial LLCSecurities America, Inc.$30005-01-2020
David Bert WinstonLPL Financial LLCSecurities America, Inc.$15005-01-2020
Jacob Lezan WinstonLPL Financial LLCSecurities America, Inc.05-01-2020
Kenneth George GibsonLion Street Financial, LLCM Holdings Securities, Inc.05-01-2020
Zachariah Buchanan DavisCetera Financial Specialists LLCWells Fargo Clearing Services, LLC05-01-2020
Reno Edward JonesHilltop Securities Inc.Raymond James Financial Services, Inc.04-30-2020
Sidney Coy GrantRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2020
Eddy Jovanny ArriazaPFS Investments Inc.J.P. Morgan Securities LLC04-29-2020
David Thomas DominguezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2020
Kevin Eugene MooreCalton & Associates, Inc.LPL Financial LLC04-13-2020
Ahren Richard SchulzPruco Securities, LLC.LPL Financial LLC04-13-2020
Gordon Marshall BuskirkJ.P. Morgan Securities LLCBBVA Securities Inc.04-09-2020
Ryan Thomas MclinAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation04-09-2020
Placido John RodriguezW&S Brokerage Services, Inc.Comerica Securities04-09-2020
Stephen Blake BurtonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2020
Jonathan Jefferies BarhamComerica SecuritiesJ.P. Morgan Securities LLC04-08-2020
Maysa BudriUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC04-08-2020
David Hee HwangFarmers Financial Solutions, LLCMML Investors Services, LLC04-08-2020
Shaun Marshall TaylorCentric Advisors, LLCFrost Brokerage Services, Inc.04-08-2020
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Showing 1 to 25 of 12,878 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.