Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Dustin JedrziewskiVitalStone Financial, LLCMML Investors Services, LLC10-09-2020
Paul Edward Roberts JrRWM Capital, LLCAE Wealth Management, LLC10-08-2020
David Lloyd BrundageFacet Wealth, IncAllstate Financial Services, LLC10-08-2020
Kevin Howard CassidySagePoint Financial, Inc.AW Securities10-08-2020
Kunal SyngalAmeriprise Financial Services, LLCOppenheimer & Co. Inc.10-07-2020
Eric Montgomery PricePathstonePrice Wealth, LLC10-07-2020
Brian Neil TobinVanguard Advisers, Inc.Kestra Investment Services, LLC10-07-2020
Frank Stephen Hever IiiLPL Financial LLCSecurian Financial Services, Inc.10-05-2020
Adam David SchwartzPruco Securities, LLC.MML Investors Services, LLC10-05-2020
Jason Robert OdetteVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Robert GarzaLevel Four Advisory ServicesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Jeffrey Lynn DowningWells Fargo Clearing Services, LLCMorgan Stanley10-02-2020
Rick Andrew FuchsSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-02-2020
Mark Thomas KappelStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-02-2020
Christopher Ryan McNeilVitalStone Financial, LLCMML Investors Services, LLC10-02-2020
Robert Eugene Budavich JrCUNA Brokerage Services, Inc.Madison Avenue Securities, LLC10-01-2020
David A HollandJ.P. Morgan Securities LLCUSAA Investment Services Company10-01-2020
Vincent Connor FuchsSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Colton Wade JacobSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Victor RatiuSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC10-01-2020
Teresa N PalmerUnited Planners' Financial Services of America A Limited PartnerKMS Financial Services, Inc.$10009-30-2020
Terry Lee Whitney JrLPL Financial LLCIntrua Financial$1,00009-30-2020
Joshua Elessar CliffordQuoinage Capital LLCBee Cave Investment Advisors09-30-2020
Christian Ray EscamillaBroadway Wealth SolutionsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.