Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Karrh, Zachary Hope Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$59006-06-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Bart Reese, Zachary Williams, George Reese, Theresa Black, Kendall ElkinsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$57105-30-2019
Kelsey Kay WhiteNTB Financial CorporationJ.P. Morgan Securities LLC05-29-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-28-2019
James A. White Sr.Securities America, Inc.First Allied Securities, INC.$105-24-2019
Robert David PearsonRaymond James & Associates, Inc.Morgan Stanley$1,00005-24-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-24-2019
Duncan Trang PhamCetera Financial Specialists LLCH.D. Vest Investment Services$105-21-2019
Robert Edward HollandWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-16-2019
Charles Andrew EvansWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-16-2019
Brad Thomas VineyardWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15005-16-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
Taimur QadirBrokers International Financial Services, LLC.Park Avenue Securities LLC$105-16-2019
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Robert William WoodWood Wealth Management LLCWoodbury Financial Services, Inc.05-07-2019
Stuart Joseph BabencoClient One Securities LLCWoodbury Financial Services, Inc.$105-06-2019
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
Michael Howard McConnellB. Riley Wealth ManagementUSCA Securities LLC05-02-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany Smith Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Next Page »

Showing 1 to 25 of 9,181 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.