Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harold MandellM. E. Allison & Co., Inc.Next Financial Group, Inc.$5007-30-2019
Abraham E. MarquezCetera Investment Services LLCBBVA Wealth Solutions Inc.07-29-2019
Gene Edward DooleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-26-2019
Joe Henry Ledford Jr.LPL Financial LLCWoodbury Financial Services, Inc.07-26-2019
Steven GuzmanGuzman Wealth ManagementAmeritas Investment Corp.07-26-2019
Jeffrey Byron LinkCetera Advisor Networks LLCTitan Securities07-26-2019
Jeffrey Michael SpeicherProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00007-25-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Carlos Eduardo PerezFrost Brokerage Services, Inc.Comercia Securities07-22-2019
Angela Marie TaccoHarbor Financial Services, LLCEdward Jones07-19-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Amy Styczynski SabinRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$15007-12-2019
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Robert M. CantuSigma Financial CorporationAmeriprise Financial Services, Inc.$107-08-2019
Eric M. TonesEdward JonesFidelity Personal And Workplace Advisors07-05-2019
Denitra Rachelle ReedFrost Brokerage Services, Inc.J.P. Morgan Securities LLC$5007-01-2019
Robert Henry RutledgeFSC Securities CorporationSagepoint Financial, Inc.$10407-01-2019
James Maxwell MarkleyStephensMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Wealth Solutions Inc.$106-29-2019
Neil David RubinsteinRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
James D. SandfortRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-28-2019
Joseph Anton JermanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Anna GormanRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2019
Ryan Edward BarcenaRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
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Showing 1 to 25 of 9,238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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