Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Hoffman, Michelle Orcutt, Matt Paul Raymond JamesWells Fargo Advisors$24004-09-2019
Nora CastroAmeriprise FinancialMorgan Stanley Wealth Management$22704-09-2019
Cullen Thomason, Hunter Henry, Chad WhitneyUBS Financial ServicesGoldman Sachs$6,60004-03-2019
Troy Swaner, Fowler HatleyUBS Financial ServicesU.S. Trust Bank of America Private Wealth Management$87603-29-2019
Justin Nichols Robert W. Baird & Co.Wells Fargo Advisors$25003-19-2019
Frances Gardner, Andrew Gardner, Patrick WallaceKestra FinancialHornor, Townsend & Kent, LLC$23503-18-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15003-04-2019
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Brian Remson, Brian Davis Credent WealthRaymond James$10002-12-2019
George Vilfordi III, Aaron Vilfordi, Alex Vilfordi and Adam VilfordiAmeriprise FinancialUBS Financial Services$31402-12-2019
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5412-03-2018
Jason HollandJPMorgan Chase & Co.Wells Fargo Advisors$24010-09-2018
Cathie G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Gerald G. ColemanRobert W. Baird & Co.Wells Fargo Advisors$22010-05-2018
Chris Sheets, Forrest GreenJPMorgan Chase & Co.Sanford C. Bernstein & Co. $90009-06-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7109-06-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley Wealth Management$6508-28-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
Don BescherBB&TBank of America Merrill Lynch$38606-21-2018
Rob Frey, Cary Tucker, Robert Dillenback, Beth Ann JohnsonRBC Wealth ManagementMorgan Stanley Wealth Management$30005-11-2018
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
Next Page »

Showing 1 to 25 of 249 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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