Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5412-03-2018
Jason HollandJPMorgan Chase & Co.Wells Fargo Advisors$24010-09-2018
Chris Sheets, Forrest GreenJPMorgan Chase & Co.Sanford C. Bernstein & Co. $90009-06-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL FinancialAmeriprise Financial$7109-06-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley Wealth Management$6508-28-2018
Charles Andrew SanfordAmeriprise FinancialRBC Wealth Management$24008-24-2018
Jeffrey OckwoodWells Fargo AdvisorsMorgan Stanley Wealth Management$20007-20-2018
Don BescherBB&TBank of America Merrill Lynch$38606-21-2018
Rob Frey, Cary Tucker, Robert Dillenback, Beth Ann JohnsonRBC Wealth ManagementMorgan Stanley Wealth Management$30005-11-2018
John Martin, Ross Dowling, and Joshua ZellerRaymond JamesWells Fargo Advisors$70004-26-2018
Ric KellogLPL FinancialBank of America Merrill Lynch$12304-24-2018
Kitt Griffin, Steven LivitzKestra FinancialSII Investments$12004-09-2018
Daniel AustinRBC Wealth ManagementRaymond James$10004-09-2018
Brian Bova, David Leeds Eustis and Marc OsterPurshe Kaplan Sterling InvestmentsUBS Financial Services$2,00004-06-2018
Randolph Price, Matthew PriceRaymond JamesRBC Wealth Management$60003-22-2018
David OakesProspera Financial ServicesWells Fargo Advisors$5503-13-2018
Roger Daniel, Bryan DanielAmeriprise FinancialMorgan Stanley Wealth Management$32801-12-2018
Glen D. Smith, Robert L. CaseyRaymond JamesBank of America Merrill Lynch$26212-27-2017
Lin EdwardsWells Fargo AdvisorsBank of America Merrill Lynch$13012-08-2017
Damon DozierLPL FinancialJPMorgan Chase & Co.$6511-30-2017
Michael Holland, Zach NewbyUBS Financial ServicesBank of America Merrill Lynch$56811-30-2017
James ForsythLPL FinancialEdward Jones$7511-16-2017
Dennis JacksonLPL FinancialEdward Jones$13011-13-2017
Shalana D. PooleWaddell and ReedJPMorgan Chase & Co.$6611-03-2017
Paul Hendershot, Carsten FredericksonRBC Wealth ManagementMorgan Stanley Wealth Management$14011-02-2017
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Showing 1 to 25 of 237 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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