Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.$109-01-2015
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
Brent Shepherd, Ken Day LPL Financial1st Global Capital$15002-06-2019
Gregory Alan DeckertGreen & Deckert LLC1st Global Capital Corp.05-03-2019
Duncan Bradley GreenGreen & Deckert LLC1st Global Capital Corp.05-02-2019
James A FranklinCetera Advisor Networks LLC1st Global Capital Corp.$1002-08-2019
Brent Edwin ShepherdWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
Mariette Denise Luchini - JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Kelon Carter HallLPL Financial LLC1st Global Capital Corp.07-31-2018
Keith Edward StingleyHD Vest Investment Services1st Global Capital Corp.04-04-2018
Gene Alvin BrehmSaxony Securities, Inc.1st Global Capital Corp.$2502-05-2018
Michael Bruce DigiacintoWorth Financial Group Inc.1st Global Capital Corp.$101-02-2018
Fredric James FolinoHD Vest Investment Services1st Global Capital Corp.12-04-2017
Thomas Henry Richardson IiiKARSTEN ADVISORS1st Global Capital Corp.11-02-2017
Robert Wayne HamptonImpart Financial, LLC1st Global Capital Corp.01-23-2017
Marvin Wayne FarrarThe O.N. Equity Sales Company1st Global Capital Corp.$101-17-2017
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Hussain Ali FawazGWFS Equities, Inc.1st Global Capital Corp.05-25-2016
Wesley Allen RolandRoyal Alliance Associates, Inc.1st Global Capital Corp.$5001-19-2016
Dennis Keith LongLPL Financial LLC1st Global Capital Corp.$3402-17-2015
Jerry Ray HillLPL Financial LLC1st Global Capital Corp.$5002-17-2015
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Showing 1 to 25 of 9,217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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