Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desiree Elaine BatisteNext Financial Group, Inc.1st Discount Brokerage, Inc.09-01-2015
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Dennis Keith LongLPL Financial LLC1ST Global Advisors Inc02-17-2015
Jerry Ray HillLPL Financial LLC1ST Global Advisors Inc02-17-2015
Nathan M. RobnettNext Financial Group, Inc.1ST Global Advisors Inc01-06-2010
Stacy Ann LeutnerFrost Brokerage Services, Inc.1st Global Capital Corp.$2509-05-2019
Ward Wesley MolenCentric Advisors, LLC1st Global Capital Corp.08-07-2019
Stephen Anthony Batman1st Global Capital Corp.1st Global Capital Corp.$15005-07-2019
James A. FranklinCetera Advisor Networks LLC1st Global Capital Corp.$1002-08-2019
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Janet Denise SharpRobert W. Baird & Co. Incorporated1st Global Capital Corp.11-01-2018
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Brian Dale TrowbridgeLevel Four Advisory Services1st Global Capital Corp.$2509-21-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Mary Lauren SantiniUnited Capital Financial Advisers1st Global Capital Corp.08-20-2018
Gene Alvin BrehmSaxony Securities, Inc.1st Global Capital Corp.$2502-05-2018
Rusty Fred Erwin RoushArcher Investment Corporation1st Global Capital Corp.$1401-30-2018
Michael Bruce DigiacintoWorth Financial Group Inc.1st Global Capital Corp.01-02-2018
Thomas Henry Richardson IIIKARSTEN ADVISORS1st Global Capital Corp.11-02-2017
Gary Moore Huggett1st Global Capital Corp.1st Global Capital Corp.01-23-2017
Robert Wayne HamptonImpart Financial, LLC1st Global Capital Corp.01-23-2017
Marvin Wayne FarrarThe O.N. Equity Sales Company1st Global Capital Corp.01-17-2017
Leslie Carolyn KillgoreCharles Schwab & Co., Inc.1st Global Capital Corp.10-06-2016
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
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Showing 1 to 25 of 12,871 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.