Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Alan Vanhoy1st Global Advisors IncOnpoint Wealth Management Llc07-25-2014
Gregory Alan Deckert1st Global Advisors IncStrategic Financial Planning, Inc.07-22-2013
Dale Alan Friesen1st Global Capital Corp.Next Financial Group, Inc.$1808-12-2019
Nathan M. Robnett1st Global Capital Corp.Woodbury Financial Services, Inc.06-28-2019
Stephen Anthony Batman1st Global Capital Corp.1st Global Capital Corp.$15005-07-2019
Antonio Shaunta Rose1st Global Capital Corp.Royal Alliance Associates, Inc.$1,00001-17-2019
Jesus A Pompa1st Global Capital Corp.Capital One Investing, LLC04-04-2018
Tawa N. Torry1st Global Capital Corp.TIAA-CREF Individual & Institutional Services, LLC10-23-2017
Ward Wesley Molen1st Global Capital Corp.Cetera Advisors LLC03-15-2017
James A. Franklin1st Global Capital Corp.Cetera Advisors LLC$1003-15-2017
Gary Moore Huggett1st Global Capital Corp.1st Global Capital Corp.01-23-2017
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.01-07-2016
Brian Dale Trowbridge1st Global Capital Corp.Next Financial Group, Inc.12-02-2015
Dawn Eisele Parks1st Global Capital Corp.Lincoln Financial Advisors Corporation$10009-02-2015
Shanth Kumar David1st Global Capital Corp.Prospera Financial Services, Inc.06-10-2015
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC06-03-2015
Michael Otto Kurz1st Global Capital Corp.ALPS Distributors, Inc.03-20-2015
Mindy Denell Lemoine1st Global Capital Corp.VALIC Financial Advisors, Inc.09-04-2014
Janet Denise Sharp1st Global Capital Corp.Kestra Investment Services, LLC08-06-2014
Alison Elizabeth Painter1st Global Capital Corp.Rogan & Associates, Inc.$5001-07-2014
Laura Lea Witt1st Global Capital Corp.Capital One Investment Services LLC10-23-2013
Shilpi Mcgrath1st Global Capital Corp.Hilltop Securities Independent Network Inc.10-02-2013
Matthew James Anderson1st Global Capital Corp.Tuttle Wealth Management, LLC06-07-2013
Erich James Zielonka1st Global Capital Corp.Waddell & Reed$2505-30-2013
Brittney Erin Kolesar1st Global Capital Corp.VFG Securities, Inc.05-14-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.