Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglass William List31 Moorgate, Inc.31MOORGATE, INC.06-17-2020
Greg Wayne Wilson323 Wealth Management, LLCCharles Schwab & Co., Inc.03-12-2020
Larry Silverman Amy Legate360 Wealth ManagementLPL Financial LLC$6511-01-2016
Rick Brown Grant Brown360 Wealth ManagementLPL Financial LLC$6009-29-2016
John Bailey360 Wealth ManagementLPL Financial LLC$6105-04-2016
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
James Earl Webb360 Wealth ManagementEdward Jones$9506-17-2016
Sam Rodriguez360 Wealth ManagementJPMorgan Chase & Co.$6609-26-2016
Thomas Marc Young7th Harvest InvestmentsHilltop Securities Independent Network Inc.05-20-2017
Chester Anderson III7th Harvest InvestmentsTrustmont Financial Group, Inc.$5005-12-2015
Kristen Sanders Leclair994 Group994 Group11-26-2018
Peter Daniel Markovich994 GroupKestra Investment Services, LLC09-29-2017
Jeanie Fielder EymonttAbsolute Alpha CorpAmerican Portfolios Financial Services, Inc.$1012-10-2016
Jeremy Scott MocekAcademy Capital ManagementCetera Advisors LLC12-16-2019
Keith Allen PillersAckerman Capital ManagementBOK Financial Private Wealth, Inc.11-25-2019
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Benjamin Jorge LopezActinver Wealth Management, Inc.OPTIMA CAPITAL MANAGEMENT, INC.04-23-2014
James Willian AdamsAdams Wealth ManagementHilltop Securities Independent Network Inc.11-17-2016
Jennifer Gail PrestonAdvised Assets Group, LLCNestwise LLC11-22-2013
Daniel Joseph BarfieldAdvisor Resource CouncilBARFIELD WEALTH MANAGEMENT09-30-2019
Ashley Layne HodgeAdvisor Resource CouncilWWK WEALTH ADVISORS$5003-12-2019
Tara Brooke HoweyAdvisor Resource CouncilLPL Financial LLC08-15-2018
John William McFarlingAdvisor Resource CouncilEdward Jones$1011-16-2017
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Showing 1 to 25 of 7,428 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.