Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathan M. Robnett1st Global Capital Corp.Woodbury Financial Services, Inc.06-28-2019
Carolyn Leticia Mora1st Global Capital Corp.HD Vest Investment Services02-11-2019
Tawa N. Torry1st Global Capital Corp.TIAA-CREF Individual & Institutional Services, LLC10-23-2017
Ward Wesley Molen1st Global Capital Corp.Cetera Advisors LLC03-15-2017
Luis A Avila1st Global Capital Corp.BBVA Securities Inc.$2501-07-2016
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC06-03-2015
Alison Elizabeth Painter1st Global Capital Corp.Rogan & Associates, Inc.$5001-07-2014
Matthew James Anderson1st Global Capital Corp.Tuttle Wealth Management, LLC06-03-2013
Erich James Zielonka1st Global Capital Corp.Waddell & Reed$2505-30-2013
Kuumba U. Smith1st Global Capital Corp.HD Vest Investment Services12-03-2012
Moises Humberto Ospina1st Global Capital Corp.Chase Investment Services Corp.$20002-28-2012
John Jasper Lister1st Global Capital Corp.HD Vest Investment Services$5009-01-2011
Shirley Nadine Feild1st Global Capital Corp.HD Vest Investment Services09-01-2011
Marcus Alan Dickerson1st Global Capital Corp.Edward Jones$1008-03-2011
Kevin D. Kuebler1st Global Capital Corp.AXA Advisors, LLC$2502-17-2011
Jeffrey Philip Murry1st Global Capital Corp.Cetera Investment Services LLC03-29-2010
Jeanne Yi Lee Duce1st Global Capital Corp.The Strategic Financial Alliance, Inc.01-04-2010
Jerry Ward1st Global Capital Corp.HD Vest Investment Services09-17-2009
Michele E. Tremblay1st Global Capital Corp.Park Avenue Securities LLC05-15-2009
Randy Lee Taylor1st Global Capital Corp.Securian Financial Services, Inc.01-30-2009
Kirby Webb360 Wealth ManagementEdward Jones$9802-23-2017
Larry Silverman, Amy Legate360 Wealth ManagementLPL Financial LLC LLC$6511-01-2016
Rick Brown, Grant Brown360 Wealth ManagementLPL Financial LLC LLC$6009-29-2016
Sam Rodriguez360 Wealth ManagementJPMorgan Chase & Co.$6609-26-2016
James Earl Webb360 Wealth ManagementEdward Jones$9506-17-2016
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Showing 1 to 25 of 6,806 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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