Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica Danielle PaulinAmeriprise Financial Services, Inc.MetLife Securities Inc.05-18-2016
Michael GarofaloAmeriprise Financial Services, Inc.Voya Financial Advisors$7504-29-2016
Ian GoldfootAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.04-29-2016
Sean William McCauleyAmeriprise Financial Services, Inc.USAA Financial Advisors, Inc.04-27-2016
Kyle David CottonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5004-22-2016
Randal Barry HinesAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10001-27-2016
Michael Wayne McGowanAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$7001-22-2016
Grady John LewisAmeriprise Financial Services, Inc.Investment Centers of America, Inc.$1001-22-2016
Brent Allen BankerAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-08-2016
Sara Bertha OrtizAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2016
Steve Sam TawadrousAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC01-08-2016
Thomas William UhlAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$10012-04-2015
Richard Michael BintliffAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2512-04-2015
Eduardo GutierrezAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC$1011-09-2015
John Robert ThaneAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-30-2015
Dale Robert ScofieldAmeriprise Financial Services, Inc.IPS RIA, LLC10-30-2015
Richard Leigh TravisAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.$10010-05-2015
Joan Pandola NyeAmeriprise Financial Services, Inc.Principal Securities, Inc.$15008-18-2015
Larry Gilbert LeviAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-24-2015
Robert Dale AndersonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2507-24-2015
Leon Arlin HenryAmeriprise Financial Services, Inc.Edward Jones$1007-24-2015
Elridge Nicholas BollichAmeriprise Financial Services, Inc.Hilltop Securities Inc.$10007-10-2015
Morgan Elizabeth NicholsAmeriprise Financial Services, Inc.John Hancock Funds, LLC06-17-2015
Christopher Allen TaylorAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC06-16-2015
Edward Vernell EstesAmeriprise Financial Services, Inc.BBVA Securities Inc.05-15-2015
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Showing 226 to 250 of 6,842 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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