Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Edgar KnightAmeriprise Financial Services, Inc.Wealthcare Asset Management, LLC$2505-01-2015
Robert ShanksAmeriprise Financial Services, Inc.Edward Jones$12801-27-2015
Robert Kelly ShanksAmeriprise Financial Services, Inc.Edward Jones$10001-27-2015
Brandon Stephen CampbellAmeriprise Financial Services, Inc.Waddell & Reed01-21-2015
Hulon B. WhatleyAmeriprise Financial Services, Inc.LPL Financial LLC LLC$6611-03-2014
Hulon Bradley WhatleyAmeriprise Financial Services, Inc.LPL Financial LLC$1011-03-2014
Robert McDonaldAmeriprise Financial Services, Inc.Morgan Stanley$9509-12-2014
Robert Charles McDonald Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15009-12-2014
Sandra J. HudginsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-22-2014
Emmett Russell Ray IIIAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.07-31-2014
Alicia Margarita RiveraAmeriprise Financial Services, Inc.LPL Financial LLC06-30-2014
Leslie Kay GoldenAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2014
John Nathan TowersAmeriprise Financial Services, Inc.VSR Financial Services, Inc.$5004-28-2014
Thomas Lee Doggett Jr.Ameriprise Financial Services, Inc.Edward Jones01-31-2014
Rodney Dean CoeAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-03-2014
Richard Eric ColeAmeriprise Financial Services, Inc.LPL Financial LLC11-15-2013
Charles Kendall Allen KnoxAmeriprise Financial Services, Inc.Morgan Stanley$2510-25-2013
Theresa Lynn ClarkAmeriprise Financial Services, Inc.Morgan Stanley$2510-18-2013
Bryan Jeffrey CleggAmeriprise Financial Services, Inc.Edward Jones$1009-27-2013
Dustin Kyle GerschAmeriprise Financial Services, Inc.Edward Jones$2509-13-2013
Barry Wayne TateAmeriprise Financial Services, Inc.Edward Jones$1008-23-2013
Jonathan Lane BlakelockAmeriprise Financial Services, Inc.Edward Jones$1007-26-2013
Peggy Wickman LyonAmeriprise Financial Services, Inc.JPL Financial Services, Incorporated$5007-19-2013
Michele Ann RohdeAmeriprise Financial Services, Inc.Edward Jones06-07-2013
Phillip J Owens Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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