Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Edward CampbellAmeriprise Financial Services, Inc.Nelsonreid, Inc.05-13-2011
Theodore Wilson DoyleAmeriprise Financial Services, Inc.Hilltop Securities Inc.$10004-15-2011
Justin Alexander PonchakAmeriprise Financial Services, Inc.Investment Professionals, Inc.03-11-2011
Todd R. HolubecAmeriprise Financial Services, Inc.Hilltop Securities Inc.$7502-25-2011
Howard Brian LemonAmeriprise Financial Services, Inc.Morgan Stanley11-24-2010
Joe Sidney Cotten Jr.Ameriprise Financial Services, Inc.Hilltop Securities Inc.11-12-2010
Michael A. Harrison Jr.Ameriprise Financial Services, Inc.Morgan Stanley06-04-2010
Carma Lynda SullivanAmeriprise Financial Services, Inc.Edward Jones$2504-16-2010
Gregory Knox SparrowAmeriprise Financial Services, Inc.Morgan Stanley02-12-2010
Matthew Thomas MillerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Raymond Scott DyerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Craig Stuart HoffmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Fritzie Lee Connally Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Christopher Paul RowleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Joseph Rudolph GallowayAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
John Meade ThrowerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Mitchell Burke JacobsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Jack Ben BooneAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Carol Jean HarperAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Thomas Anton FonsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Nathan Lee HaleAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$1010-05-2009
Louis George ChamalesAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Alan Charles JaksAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Russell Stewart RosinAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Luis Vincent MendiolaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 301 to 325 of 6,842 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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