Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Bailey360 Wealth ManagementLPL Financial LLC LLC$6105-04-2016
John William McFarling360 Wealth Management, LLCEdward Jones11-16-2017
Brick P Parsons360 Wealth Management, LLCEdward Jones04-28-2017
Thomas Matthew Hubbell360 Wealth Management, LLCMaverick Wealth Management04-03-2017
James Kirby Webb360 Wealth Management, LLCEdward Jones02-23-2017
James Earl Webb II360 Wealth Management, LLCEdward Jones06-17-2016
Thomas Gerard Stecik360 Wealth Management, LLCSaunders And Associates12-13-2012
Thomas Marc Young7th Harvest InvestmentsHilltop Securities Independent Network Inc.05-20-2017
Chester Anderson III7th Harvest InvestmentsTrustmont Financial Group, Inc.05-12-2015
Jeanie Fielder EymonttAbsolute Alpha Corp.American Portfolios Financial Services, Inc.12-10-2016
Antun Domit IIIActinver Securities, Inc.J.P. Morgan Securities LLC12-16-2014
Kurt Ludwig JostenActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2009
Luis Fernando PadrunoActinver Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2009
Benjamin Jorge LopezActinver Wealth Management, Inc.OPTIMA CAPITAL MANAGEMENT, INC.04-23-2014
James Willian AdamsAdams Wealth ManagementHilltop Securities Independent Network Inc.11-17-2016
Justin Lane PriceAIM Advisory Group, LLCUhlmann Price Securities, LLC01-01-2014
Harry Miller Jones Jr.Alliance Financial Group, Inc.Baldwin Anthony Securities, Inc.01-02-2013
Shannon Scott CarsonAlliance Wealth Management, LLCMidAmerica Financial Services, Inc.08-18-2014
Daniel Peter CorelloAllianceBernstein L.P.Federated Global Investment Management Corp.05-30-2017
Parker Josiah TroutnerAllied Wealth ManagementAXA Advisors, LLC05-08-2018
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, Inc.06-03-2019
Thao Phuong NguyenAllstate Financial Services, LLCNationwide Securities, LLC04-11-2019
James Delis Simmons Jr.Allstate Financial Services, LLCThe Leaders Group, Inc.12-05-2018
Ziaul Islam KhondkerAllstate Financial Services, LLCPark Avenue Securities LLC$1012-03-2018
Hanh T. TranAllstate Financial Services, LLCJ.P. Morgan Securities LLC11-06-2018
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Showing 26 to 50 of 6,842 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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