Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
Jason Howell PoffAllstate Financial Services, LLCLPL Financial LLC06-15-2018
Arthur Allen BlairAllstate Financial Services, LLCSovereign Wealth Advisors LLC06-15-2018
Hilary Kate WilliamsAllstate Financial Services, LLCQuest Capital Strategies, Inc.06-12-2018
Kyle R. RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Lawrence Dale NicholsonAllstate Financial Services, LLCRaymond James & Associates, Inc.12-01-2017
Christopher Scott ObannerAllstate Financial Services, LLCGWFS Equities, Inc.10-30-2017
Matthew T. KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Ryan A. LansfordAllstate Financial Services, LLCOppenheimer & Co. Inc.10-19-2017
Alfonso RodriguezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-28-2017
Matthew Brian BordelonAllstate Financial Services, LLCNYLIFE Securities LLC09-22-2017
Virginia Pope AllwardtAllstate Financial Services, LLCHilltop Securities Inc.06-28-2017
Mark Edward KenneyAllstate Financial Services, LLCRegal Investment Advisors LLC$5005-25-2017
Thomas Earl NealAllstate Financial Services, LLCNYLIFE Securities LLC05-18-2017
Jason Thomas VarugheseAllstate Financial Services, LLCPFS Investments Inc.04-27-2017
Luis Adolfo RicardoAllstate Financial Services, LLCTransamerica Financial Advisors, Inc$1003-23-2017
Michael D. KimAllstate Financial Services, LLCPark Avenue Securities LLC02-13-2017
Roger Myron MountAllstate Financial Services, LLCTD Ameritrade, Inc.12-20-2016
Sherry X. EnglehornAllstate Financial Services, LLCNYLIFE Securities LLC12-13-2016
Wade Allen DavisAllstate Financial Services, LLCState Farm VP Management Corp.12-10-2016
Annette Roberts-RathwickAllstate Financial Services, LLCState Farm VP Management Corp.11-23-2016
Vibha Janarden RawalAllstate Financial Services, LLCPrincipal Securities, Inc.10-06-2016
Sepehrdad SalarAllstate Financial Services, LLCState Farm VP Management Corp.10-04-2016
Russell Evan TothAllstate Financial Services, LLCPruco Securities, LLC.09-14-2016
« Previous PageNext Page »

Showing 51 to 75 of 6,820 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.