Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Todd RuelasAllstate Financial Services, LLCPrincipal Securities, Inc.07-20-2016
John Mark CastroAllstate Financial Services, LLCPrincipal Securities, Inc.05-17-2016
Jose Miguel Acevedo Jr.Allstate Financial Services, LLCPruco Securities, LLC.04-19-2016
Anthony R. SaucedaAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.02-12-2016
Ulpiano Ungria Juguilon Jr.Allstate Financial Services, LLCFarmers Financial Solutions, LLC01-21-2016
Terrance James HutchinsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
John Michael EzerAllstate Financial Services, LLCUnited Planners' Financial Services of America A Limited Partner10-12-2015
Devanand Doobay GaymesAllstate Financial Services, LLCNYLIFE Securities LLC08-06-2015
James Patrick LeadererAllstate Financial Services, LLCAffordable Life Plans, LLC06-29-2015
Bryan William BurrowsAllstate Financial Services, LLCDominion Investor Services, Inc.06-04-2015
Giang T. DuongAllstate Financial Services, LLCFarmers Financial Solutions, LLC04-24-2015
Eric G. GarciaAllstate Financial Services, LLCState Farm VP Management Corp.04-06-2015
Eric Adam BeitchmanAllstate Financial Services, LLCLPL Financial LLC10-08-2014
Paul Edward Guerrero IIAllstate Financial Services, LLCHorace Mann Investors, Inc.08-07-2014
Manuel TristanAllstate Financial Services, LLCPrincipal Securities, Inc.06-10-2014
Monica BalderramaAllstate Financial Services, LLCNYLIFE Securities LLC04-10-2014
Lori Jeanne FladelandAllstate Financial Services, LLCForesters Equity Services, Inc.03-18-2014
Olukayode AjanakuAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-03-2014
Jose G. Martinez Jr.Allstate Financial Services, LLCBBVA Securities Inc.11-21-2013
Gary McGuireAllstate Financial Services, LLCTransamerica Financial Advisors, Inc11-18-2013
Christopher M. ReinceAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-23-2013
Douglas Grant BashawAllstate Financial Services, LLCPrincipal Securities, Inc.$1005-30-2013
Michael J. HarveyAllstate Financial Services, LLCCherry Advisors05-22-2013
Jerome Antony GarciaAllstate Financial Services, LLCNYLIFE Securities LLC03-25-2013
Jamaal James MooreAllstate Financial Services, LLCMorgan Stanley03-13-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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